Small Funds Content

    [20872]   February 21, 2007 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 5-07 SEC RULES COMMITTEE No. 17-07 SMALL FUNDS COMMITTEE No. 6-07     RE: DRAFT ICI COMMENTS ON SEC STAFF ECONOMIC PAPERS RELATING TO FUND GOVERNANCE   Late last year, the Securities and Exchange...

    [20883]   February 20, 2007 TO: BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 8-07 BROKER/DEALER ADVISORY COMMITTEE No. 12-07 OPERATIONS COMMITTEE No. 2-07 PENSION OPERATIONS ADVISORY COMMITTEE No. 7-07 SMALL FUNDS COMMITTEE No. 5-07 TRANSFER AGENT ADVISORY COMMITTEE No. 11...

    [20853]   February 7, 2007 TO: SEC RULES COMMITTEE No. 12-07 ACCOUNTING/TREASURERS COMMITTEE No. 2-07 TECHNOLOGY ADVISORY COMMITTEE No. 5-07 SMALL FUNDS COMMITTEE No. 4-07 XBRL WORKING GROUP     RE: SEC PROPOSES TO EXTEND INTERACTIVE DATA VOLUNTARY REPORTING PROGRAM ON THE EDGAR...

    [20826]   January 29, 2007 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 4-07 SEC RULES COMMITTEE No. 10-07 SMALL FUNDS COMMITTEE No. 3-07     RE: SEC ADOPTS RULES PERMITTING USE OF INTERNET TO FURNISH PROXY MATERIALS; PROPOSES TO REQUIRE THAT PROXY MATERIALS BE MADE AVAILABLE...

    [20810]   January 26, 2007 TO: TRANSFER AGENT ADVISORY COMMITTEE No. 5-07 OPERATIONS COMMITTEE No. 1-07 SEC RULES COMMITTEE No. 7-07 SMALL FUNDS COMMITTEE No. 2-07     RE: SEC FINALIZES RULE AMENDMENTS TO REQUIRE ELECTRONIC FILING OF TRANSFER AGENT FORMS   The Securities and...

    [20772]   January 9, 2007 TO: SEC RULES COMMITTEE No. 3-07 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 1-07 INVESTMENT ADVISERS COMMITTEE No. 1-07 SMALL FUNDS COMMITTEE No. 1-07     RE: SEC PROPOSES NEW RULES PROHIBITING FRAUD BY INVESTMENT ADVISERS TO POOLED INVESTMENT VEHICLES...

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [20700] December 18, 2006 TO: BROKER/DEALER ADVISORY...

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [20677] December 11, 2006 TO: BOARD OF GOVERNORS No. 29-06...

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [20669] December 8, 2006 TO: COMPLIANCE MEMBERS No. 49-06...

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [20534] November 1, 2006 TO: CLOSED-END INVESTMENT COMPANY...