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Memo#
4631

DONALD O'CONNOR

March 23, 1993 TO: BOARD OF GOVERNORS NO. 23-93 OPERATIONS COMMITTEE NO. 13-93 BROKER/DEALER ADVISORY COMMITTEE NO. 13-93 TRANSFER AGENT ADVISORY COMMITTEE NO. 23-93 SMALL FUNDS COMMITTEE NO. 8-93 INSURANCE BROKER-DEALER ADVISORY COMMITTEE NO. 6-93 BANK BROKER/DEALER ADVISORY...
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Memo#
4549

SEC PROPOSES THREE-DAY TIME FRAME FOR SETTLEMENT OF SECURITIES TRANSACTIONS

March 2, 1993 TO: BOARD OF GOVERNORS NO. 17-93 ACCOUNTING/TREASURERS COMMITTEE NO. 10-93 BANK BROKER/DEALER ADVISORY COMMITTEE NO. 5-93 BROKER/DEALER ADVISORY COMMITTEE NO. 9-93 CLOSED-END FUND COMMITTEE NO. 5-93 INSURANCE BROKER-DEALER ADVISORY COMMITTEE NO. 3-93 OPERATIONS COMMITTEE...
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Memo#
4532

MARKET TRENDS SEMINAR, 1993

February 25, 1993 TO: MEMBERS - ONE PER COMPLEX NO. 15-93 DIRECT MARKETING COMMITTEE NO. 14-93 MARKETING POLICY COMMITTEE NO. 10-93 PUBLIC INFORMATION COMMITTEE NO. 13-93 RESEARCH COMMITTEE NO. 8-93 SALES FORCE MARKETING COMMITTEE NO. 16-93 SHAREHOLDER COMMUNICATIONS COMMITTEE NO. 13...
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Memo#
4535

MARKET TRENDS SEMINAR, 1993

February 25, 1993 TO: MEMBERS - ONE PER COMPLEX NO. 16-93 DIRECT MARKETING COMMITTEE NO. 15-93 MARKETING POLICY COMMITTEE NO. 11-93 PUBLIC INFORMATION COMMITTEE NO. 14-93 RESEARCH COMMITTEE NO. 9-93 SALES FORCE MARKETING COMMITTEE NO. 17-93 SHAREHOLDER COMMUNICATIONS COMMITTEE NO. 14...
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Memo#
4520

ADVERTISING/MARKETING SEMINARS--HOUSTON SPEAKERS ANNOUNCED

February 23, 1993 TO: MEMBERS - ONE PER COMPLEX NO. 13-93 DIRECT MARKETING COMMITTEE NO. 12-93 MARKETING POLICY COMMITTEE NO. 9-93 PUBLIC INFORMATION COMMITTEE NO. 11-93 RESEARCH COMMITTEE NO. 6-93 SALES FORCE MARKETING COMMITTEE NO. 14-93 SHAREHOLDER COMMUNICATIONS COMMITTEE NO. 11...
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Memo#
4459

1993 ADVERTISING/MARKETING SEMINARS--ADVANCE NOTICE

February 3, 1993 TO: MEMBERS - ONE PER COMPLEX NO. 9-93 DIRECT MARKETING COMMITTEE NO. 9-93 MARKETING POLICY COMMITTEE NO. 4-93 PUBLIC INFORMATION COMMITTEE NO. 8-93 RESEARCH COMMITTEE NO. 3-93 SALES FORCE MARKETING COMMITTEE NO. 9-93 SHAREHOLDER COMMUNICATIONS COMMITTEE NO. 7-93...
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Memo#
4321

SEC ADOPTION AND PROPOSAL OF AMENDMENTS TO BROKER-DEALER NET CAPITAL RULE

December 11, 1992 TO: BANK BROKER/DEALER ADVISORY COMMITTEE NO. 12-92 BROKER/DEALER ADVISORY COMMITTEE NO. 40-92 INSURANCE BROKER-DEALER ADVISORY COMMITTEE NO. 20-92 OPERATIONS COMMITTEE NO. 37-92 SEC RULES COMMITTEE NO. 92-92 SMALL FUNDS COMMITTEE NO. 19-92 RE: SEC ADOPTION AND...
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Memo#
4267

"PROFILES OF MUTUAL FUND SHAREHOLDERS"

December 4, 1992 TO: BOARD OF GOVERNORS NO. 87-92 MEMBERS - ONE PER COMPLEX NO. 46-92 DIRECT MARKETING COMMITTEE NO. 45-92 OPERATIONS COMMITTEE NO. 36-92 PENSION COMMITTEE NO. 43-92 PUBLIC INFORMATION COMMITTEE NO. 42-92 RESEARCH COMMITTEE NO. 22-92 SALES FORCE MARKETING COMMITTEE NO...