SEC Rules Content

[32527] June 15, 2020 TO: SEC Rules Committee RE: June 24 Virtual Meeting of SEC Rules Committee - Draft Agenda Attached On Wednesday, June 24th, from 1-3:30 pm ET, ICI will hold a virtual meeting of the SEC Rules Committee. We are pleased to have as guest speakers Dalia Blass...

[32528] June 15, 2020 TO: ICI Members ESG Task Force SEC Rules Committee SUBJECTS: Disclosure Investment Advisers RE: SEC Chairman to Speak on "Long-Term Investing, Sustainability, and the Role of Disclosures" SEC Chairman Jay Clayton will be providing his views in an informal...

[32525] June 12, 2020 TO: Global Advocacy Coordination Advisory Committee Global Operations Advisory Committee Global Operations Advisory Committee - Asia ICI Global Investing Subcommittee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee SEC Rules Committee...

[32524] June 11, 2020 TO: ICI Global Members ESG Task Force ICI Global Regulated Funds Committee SUBJECTS: Compliance Disclosure International/Global Investment Advisers MiFID, EMIR, AIFMD, UCITS V RE: Final Response to EU NFRD Consultation on ESG Disclosure for Corporate Issuers...

[32516] June 10, 2020 TO: ICI Global Members ESG Task Force ICI Global Regulated Funds Committee SUBJECTS: Compliance Disclosure Distribution International/Global Investment Advisers MiFID, EMIR, AIFMD, UCITS V RE: Upcoming Public Hearing on EU ESG Disclosure Regulation RTS In case...

[32514] June 9, 2020 TO: SEC Rules Committee RE: Reminder - June 24 Virtual Meeting of SEC Rules Committee On Wednesday, June 24th, from 1-3:30 pm ET, ICI will hold a virtual meeting of the SEC Rules Committee. We are pleased to have as guest speakers Dalia Blass, Director, and Sarah...

[32509] June 5, 2020 TO: ICI Members SUBJECTS: Compliance Disclosure Exchange-Traded Funds (ETFs) Fixed Income Securities Fund Governance RE: SEC Asset Management Advisory Committee: Highlights from the May 27, 2020 Meeting The SEC’s Asset Management Advisory Committee (AMAC) held a...

[32511] June 5, 2020 TO: Global Advocacy Coordination Advisory Committee Global Operations Advisory Committee Global Operations Advisory Committee - Asia ICI Global Investing Subcommittee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee SEC Rules Committee...

[32501] June 1, 2020 TO: ICI Members SUBJECTS: Disclosure Fund Accounting & Financial Reporting RE: SEC Adopts Rule and Form Amendments Revising Financial Disclosures for Fund Acquisitions The Securities and Exchange Commission recently adopted rule and form amendments designed to...

[32497] May 29, 2020 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee SUBJECTS: Compliance Derivatives International/Global Investment Advisers Trading and Markets RE: CFTC Approves Interim Final Rule Deferring Phase 5...