SEC Rules Content

[32868] October 27, 2020 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee Registered Fund CPO Advisory Committee SUBJECTS: Compliance CPO/CTA Derivatives International/Global Investment Advisers Trading and Markets RE: CFTC Chairman Tarbert Issues Directive on...

[32857] October 23, 2020 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee LIBOR Transition Working Group SUBJECTS: Compliance Derivatives Financial Stability Operations RE: LIBOR Update: ISDA Launches Fallback Protocol and Supplement We wanted to alert you to...

[32856] October 23, 2020 TO: Global Advocacy Coordination Advisory Committee Global Operations Advisory Committee Global Operations Advisory Committee - Asia ICI Global Investing Subcommittee ICI Global Regulated Funds Committee ICI Global Regulated Funds Committee - Asia ICI Global...

[32855] October 22, 2020 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee LIBOR Transition Working Group SEC Rules Committee SUBJECTS: Compliance Derivatives Financial Stability Operations RE: LIBOR Update: Tough Legacy...

[32847] October 20, 2020 TO: ICI Members ICI Global Members ESG Task Force (Global) ESG Working Group (US) ICI Global Regulated Funds Committee SEC Rules Committee SUBJECTS: Disclosure ESG International/Global RE: ICI Submits Response to CFA ESG Consultation We filed the attached...

[32842] October 19, 2020 TO: ICI Members Investment Company Directors ICI Global Members ICI Global Regulated Funds Committee SEC Rules Committee SUBJECTS: Bank Regulation COVID-19 Exchange-Traded Funds (ETFs) Financial Stability Money Market Funds Operations Portfolio Oversight Risk...

[32837] October 16, 2020 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee LIBOR Transition Working Group SUBJECTS: Compliance Derivatives International/Global Investment Advisers Trading and Markets RE: CFTC Extends Phase...

[32838] October 16, 2020 TO: ICI Members Investment Company Directors ICI Global Members Derivatives Markets Advisory Committee LIBOR Transition Working Group SUBJECTS: Compliance Derivatives Financial Stability Fixed Income Securities RE: LIBOR Update: Financial Stability Board...

[32829] October 13, 2020 TO: Bank-Affiliated Member Advisory Committee SEC Rules Committee RE: October 22 Call to Discuss Regulation O and Implications for Certain Asset Managers On October 22, ICI will hold a member call to discuss issues for asset managers arising under the Federal...

[32822] October 9, 2020 TO: Global Advocacy Coordination Advisory Committee Global Operations Advisory Committee Global Operations Advisory Committee - Asia ICI Global Investing Subcommittee ICI Global Regulated Funds Committee ICI Global Regulated Funds Committee - Asia ICI Global...