SEC Rules Content

[32788] September 29, 2020 TO: ICI Global Members ESG Task Force (Global) EU ESG Disclosure Regulation Working Group SUBJECTS: Disclosure ESG RE: EU ESG: Summary of ESAs' Consultation on Draft SFDR Product Disclosure Templates The European Supervisory Authorities [1] (ESAs) published...

[32790] September 29, 2020 TO: ICI Members Investment Company Directors ICI Global Members Accounting/Treasurers Committee Closed-End Investment Company Committee Equity Markets Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee ICI Global Regulated Funds...

[32785] September 28, 2020 TO: ICI Members Pension Committee Pension Operations Advisory Committee Privacy Issues Working Group SEC Rules Committee SUBJECTS: Pension RE: Joint Trade Group Sends Letter to DOL Requesting Extension of Comment Period on Proposal on Fiduciary Duties...

[32784] September 25, 2020 TO: Global Advocacy Coordination Advisory Committee Global Operations Advisory Committee Global Operations Advisory Committee - Asia ICI Global Investing Subcommittee ICI Global Regulated Funds Committee ICI Global Regulated Funds Committee - Asia ICI Global...

[32779] September 25, 2020 TO: ICI Members Investment Company Directors SUBJECTS: Closed-End Funds Compliance Disclosure Fund Governance Investment Advisers Operations Portfolio Oversight Transfer Agency RE: SEC Adopts Amendments to Shareholder Proposal Rule (Rule 14a-8) This week...

[32778] September 24, 2020 TO: ICI Global Regulated Funds Committee SEC Rules Committee RE: FTC Proposes Aggregation and De Minimis Rules for HSR Filings On September 21, the Federal Trade Commission (FTC) issued a proposed rule that would amend the premerger notification rules to (i)...

[32777] September 24, 2020 TO: ICI Global Regulated Funds Committee LIBOR Transition Working Group SEC Rules Committee RE: LIBOR Update: ICI Global Submits Position Paper on the European Union Benchmark Regulation ICI Global submitted feedback on the European Commission’s proposal to...

[32769] September 21, 2020 TO: ICI Members Disclosure Working Group ESG Task Force (Global) ESG Working Group (US) SEC Rules Committee SUBJECTS: Disclosure ESG RE: SEC Commissioner Peirce Remarks on the Role of Asset Management in ESG Investing SEC Commissioner Peirce recently...

[32764] September 17, 2020 TO: ICI Members ICI Global Members ESG Task Force (Global) ESG Working Group (US) SUBJECTS: Disclosure ESG Financial Stability International/Global Investment Advisers Pension Valuation RE: CFTC's Climate Risk Report and Other Developments on ESG Disclosure...

[32760] September 15, 2020 TO: Accounting/Treasurers Committee Closed-End Investment Company Committee Equity Markets Advisory Committee ETF (Exchange-Traded Funds) Committee ICI Global Regulated Funds Committee SEC Rules Committee Small Funds Committee RE: Draft ICI Comment Letter on...