Sales and Marketing Content

July 27, 1994 TO: BROKER/DEALER ASSOCIATE MEMBERS NO. 14-94 DIRECT MARKETING COMMITTEE NO. 20-94 INDUSTRY STATISTICS COMMITTEE NO. 14-94 MARKETING POLICY COMMITTEE NO. 33-94 MEMBERS - ONE PER COMPLEX NO. 53-94 OPERATIONS COMMITTEE NO. 20-94 PENSION COMMITTEE NO. 23-94 PUBLIC...

July 21, 1994 TO: BANK BROKER/DEALER ADVISORY COMMITTEE NO. 17-94 BOARD OF GOVERNORS NO. 62-94 BROKER/DEALER ADVISORY COMMITTEE NO. 15-94 MARKETING POLICY COMMITTEE NO. 32-94 OPERATIONS COMMITTEE NO. 17-94 SALES FORCE MARKETING COMMITTEE NO. 26-94 SEC RULES COMMITTEE NO. 81-94...

1SEC ICI Memorandum to Board of Governors No. 56-94, Accounting/Treasurers Committee No. 35-94, Direct Marketing Committee No. 15- 94, Industry Statistics Committee No. 11-94, Marketing Policy Committee No. 26-94, Members - One Per Complex No. 41-94, Operations Committee No. 13-94...

July 14, 1994 TO: DIRECT MARKETING COMMITTEE NO. 17-94 MARKETING POLICY COMMITTEE NO. 30-94 PUBLIC INFORMATION COMMITTEE NO. 23-94 SALES FORCE MARKETING COMMITTEE NO. 24-94 SHAREHOLDER COMMUNICATIONS COMMITTEE NO. 16-94 RE: Response to NASAA letter on Summary Prospectus Proposal _____...

July 12, 1994 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 13-94 OPERATIONS COMMITTEE NO. 15-94 SALES FORCE MARKETING COMMITTEE NO. 23-94 RE: PROPOSED RULE CHANGE TO MANDATE USE OF ACATS FUND/SERV FOR BROKER TO BROKER TRANSFERS OF MUTUAL FUND ACCOUNT POSITIONS ____________________________...

June 30, 1994 TO: BOARD OF GOVERNORS NO. 56-94 ACCOUNTING/TREASURERS COMMITTEE NO. 35-94 DIRECT MARKETING COMMITTEE NO. 15-94 INDUSTRY STATISTICS COMMITTEE NO. 11-94 MARKETING POLICY COMMITTEE NO. 26-94 MEMBERS - ONE PER COMPLEX NO. 41-94 OPERATIONS COMMITTEE NO. 13-94 PUBLIC...

June 16, 1994 TO: DIRECT MARKETING COMMITTEE NO. 14-94 MARKETING POLICY COMMITTEE NO. 24-94 PUBLIC INFORMATION COMMITTEE NO. 20-94 SALES FORCE MARKETING COMMITTEE NO. 21-94 SHAREHOLDER COMMUNICATIONS COMMITTEE NO. 14-94 RE: NASAA Letter to SEC on Summary Prospectus Propostal _________...

June 9, 1994 TO: BOARD OF GOVERNORS NO. 50-94 BROKER/DEALER ASSOCIATE MEMBERS NO. 11-94 DIRECT MARKETING COMMITTEE NO. 13-94 INDUSTRY STATISTICS COMMITTEE NO. 10-94 INTERNATIONAL COMMITTEE NO. 10-94 INVESTMENT ADVISERS COMMITTEE NO. 37-94 MARKETING POLICY COMMITTEE NO. 23-94 MEMBERS -...

June 6, 1994 TO: BOARD OF GOVERNORS NO. 48-94 BROKER/DEALER ASSOCIATE MEMBERS NO. 10-94 DIRECT MARKETING COMMITTEE NO. 12-94 INDUSTRY STATISTICS COMMITTEE NO. 9-94 MARKETING POLICY COMMITTEE NO. 22-94 MEMBERS - ONE PER COMPLEX NO. 37-94 OPERATIONS COMMITTEE NO. 11-94 PUBLIC...

June 1, 1994 TO: SALES FORCE MARKETING COMMITTEE NO. 18-94 RE: Sales Force Education Project __________________________________________________________ Just recently you received a copy of SEC Chairman Levitt's May 18 speech at the NASD conference. In it he called forcefully for...