Pension Content

[15523] January 13, 2003 TO: PENSION COMMITTEE No. 2-03 PENSION OPERATIONS ADVISORY COMMITTEE No. 3-03 RE: DRAFT AGENDA FOR JANUARY 22 JOINT COMMITTEE MEETING AND CALIFORNIA VIDEOCONFERENCE Attached is the draft agenda for the joint meeting of the Pension Committee and the Pension...

[15520] January 7, 2003 TO: PENSION COMMITTEE No. 1-03 PENSION OPERATIONS ADVISORY COMMITTEE No. 1-03 RE: DOL ISSUES REQUEST FOR INFORMATION ON AUTOMATIC ROLLOVERS OF CERTAIN MANDATORY DISTRIBUTIONS The Department of Labor has issued a request for information (“RFI”) relating to...

[15493] December 24, 2002 TO: PENSION COMMITTEE No. 50-02 PENSION OPERATIONS ADVISORY COMMITTEE No. 85-02 RE: JANUARY 22, 2003 COMMITTEE MEETING IN WASHINGTON, DC -- WITH VIDEO- CONFERENCING PARTICIPATION AVAILABLE IN LOS ANGELES, CA The next joint meeting of the Pension Committee and...

[15432] December 6, 2002 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 51-02 PENSION COMMITTEE No. 48-02 PENSION OPERATIONS ADVISORY COMMITTEE No. 81-02 SEC RULES COMMITTEE No. 101-02 RE: INSTITUTE DRAFT COMMENT LETTER ON SEC PROPOSAL REGARDING INSIDER TRADES DURING PENSION BLACKOUT...

[15403] December 2, 2002 TO: PENSION COMMITTEE No. 47-02 PENSION OPERATIONS ADVISORY COMMITTEE No. 79-02 RE: CONFERENCE CALL TO DISCUSS PROTOTYPE PLANS AND SMALL EMPLOYER COMPLIANCE A conference call has been scheduled for Monday, December 9, 2002 at 1:00 p.m. EST to discuss ideas for...

[15361] November 18, 2002 TO: PENSION COMMITTEE No. 46-02 PENSION OPERATIONS ADVISORY COMMITTEE No. 75-02 RE: DOL RELEASES FIELD ASSISTANCE BULLETIN 2002-3 ON FLOAT ISSUES The Department of Labor (“DOL”) has released Field Assistance Bulletin 2002-3 (attached), which provides guidance...

[15295] November 15, 2002 TO: PENSION COMMITTEE No. 45-02 PENSION OPERATIONS ADVISORY COMMITTEE No. 74-02 RE: DRAFT COMMENT LETTER ON DEEMED IRAS Deemed IRA Provision The Economic Growth and Tax Relief Reconciliation Act of 2001 (“EGTRRA”) enacted new section 408(q) of the Internal...

[15355] November 14, 2002 TO: PENSION COMMITTEE No. 44-02 PENSION OPERATIONS ADVISORY COMMITTEE No. 73-02 RE: SEC PROPOSED RULES ON INSIDER TRADES DURING PENSION BLACKOUT PERIODS The Securities and Exchange Commission has proposed rules that implement section 306(a) of the Sarbanes...

ACTION REQUESTED [15347] November 8, 2002 TO: PENSION COMMITTEE No. 43-02 PENSION OPERATIONS ADVISORY COMMITTEE No. 72-02 RE: DRAFT INSTITUTE LETTER CONCERNING DOL GUIDANCE ON BLACKOUT PERIOD NOTICES Attached for your review is a draft comment letter in response to the Department of...

[15289] October 22, 2002 TO: PENSION COMMITTEE No. 42-02 PENSION OPERATIONS ADVISORY COMMITTEE No. 69-02 RE: DOL ISSUES GUIDANCE ON BLACKOUT PERIOD NOTICE REQUIREMENTS UNDER SARBANES-OXLEY ACT; CONFERENCE CALL SCHEDULED FOR MONDAY, OCTOBER 28, 2 PM EST The Department of Labor has...