Pension Content

[18655] March 17, 2005 TO: PENSION COMMITTEE No. 11-05 CHIEF COMPLIANCE OFFICER COMMITTEE No. 25-05 SEC RULES COMMITTEE No. 23-05 RE: NASD PROVIDES INTERPRETIVE GUIDANCE REQUESTED BY INSTITUTE ON APPLICATION OF NASD CONDUCT RULES TO DEFAULT IRA ACCOUNTS Last month, the Institute wrote...

[18649] March 11, 2005 TO: PENSION COMMITTEE No. 10-05 PENSION OPERATIONS ADVISORY COMMITTEE No. 10-05 RE: DOL ISSUES PROPOSED ORPHAN PLAN GUIDANCE; CONFERENCE CALL SCHEDULED FOR MARCH 24 The Department of Labor issued proposed regulations and a prohibited transaction class exemption...

[18643] March 9, 2005 TO: BOARD OF GOVERNORS No. 10-05 CEOS FEDERAL LEGISLATION MEMBERS No. 1-05 INDEPENDENT DIRECTORS COUNCIL No. 1-05 PENSION COMMITTEE No. 9-05 PRIMARY CONTACTS - MEMBER COMPLEX No. 11-05 PUBLIC COMMUNICATIONS COMMITTEE No. 3-05 SEC RULES COMMITTEE No. 21-05 RE...

[18609] March 2, 2005 TO: PENSION COMMITTEE No. 8-05 PENSION OPERATIONS ADVISORY COMMITTEE No. 7-05 RE: IRS ISSUES PROPOSED REGULATIONS CONCERNING DESIGNATED ROTH 401(k) CONTRIBUTIONS; CONFERENCE CALL SCHEDULED FOR MARCH 17, 2005 Section 402A of the Internal Revenue Code will permit...

[18593] February 25, 2005 TO: PENSION COMMITTEE No. 7-05 CHIEF COMPLIANCE OFFICER COMMITTEE No. 19-05 SEC RULES COMMITTEE No. 17-05 RE: INSTITUTE SEEKS INTERPRETIVE GUIDANCE FROM NASD ON APPLICATION OF NASD CONDUCT RULES TO DEFAULT IRA ACCOUNTS The Economic Growth and Tax Relief...

[18528] February 11, 2005 TO: PENSION COMMITTEE No. 6-05 PENSION OPERATIONS ADVISORY COMMITTEE No. 6-05 RE: PRELIMINARY AGENDA FOR FEBRUARY 24 MEETING; SENATE FINANCE COMMITTEE STAFF TO BE LUNCHEON SPEAKER Attached for your review is a preliminary agenda for the joint meeting of the...

[18506] February 4, 2005 TO: PENSION COMMITTEE No. 5-05 PENSION OPERATIONS ADVISORY COMMITTEE No. 5-05 RE: FEBRUARY 11 CONFERENCE CALL ON DOL PROHIBITED TRANSACTION EXEMPTION REFORM A conference call has been scheduled for Friday, February 11, 2005 at 2:00 p.m. Eastern Time to discuss...

[18505] February 4, 2005 TO: PENSION COMMITTEE No. 4-05 PENSION OPERATIONS ADVISORY COMMITTEE No. 4-05 RE: FEBRUARY 14 CONFERENCE CALL ON DISCLOSURE TO PLAN SPONSORS A conference call has been scheduled for Monday, February 14, 2005 at 2:00 p.m. Eastern Time to discuss plan sponsor...

[18482] January 31, 2005 TO: PENSION COMMITTEE No. 3-05 PENSION OPERATIONS ADVISORY COMMITTEE No. 3-05 RE: DRAFT INSTITUTE COMMENT LETTER ON PROPOSED 403(B) REGULATIONS Attached is a draft of the Institute’s comment letter on the IRS proposed regulations under section 403(b) of the...

[18406] January 11, 2005 TO: PENSION COMMITTEE No. 2-05 PENSION OPERATIONS ADVISORY COMMITTEE No. 2-05 RE: JOINT PENSION AND PENSION OPERATIONS ADVISORY COMMITTEE MEETING, FEBRUARY 24, 2005, 10:00 AM-3:00 PM The next joint meeting of the Pension and Pension Operations Advisory...