Pension Content

[12018] June 20, 2000 TO: PENSION COMMITTEE No. 41-00 RE: DOL GRANTS EXEMPTION FOR UNDERWRITING TRANSACTIONS The Department of Labor has published a final exemption applicable to five financial services firms engaged in underwriting activity. Specifically, the exemption permits...

[12032] June 20, 2000 TO: PENSION COMMITTEE No. 42-00 PENSION OPERATIONS ADVISORY COMMITTEE No. 43-00 PARTICIPANTS IN MAY 4TH AND JUNE 12TH CONFERENCE CALLS RE: REVISED DRAFT COMMENT LETTER ON PROPOSED SECTION 411(D)(6) RELIEF Attached is a revised draft of the Institute’s comment...

[11957] June 16, 2000 TO: BOARD OF GOVERNORS No. 33-00 BROKER/DEALER ADVISORY COMMITTEE No. 13-00 DIRECT MARKETING COMMITTEE No. 12-00 INDUSTRY STATISTICS COMMITTEE No. 5-00 OPERATIONS COMMITTEE No. 13-00 PENSION COMMITTEE No. 40-00 PENSION OPERATIONS ADVISORY COMMITTEE No. 42-00...

[11948] June 14, 2000 TO: PENSION COMMITTEE No. 39-00 RE: NINTH CIRCUIT CASE HELD THIRD-PARTY ADMINISTRATOR NOT A PLAN FIDUCIARY ______________________________________________________________________________ In CSA 401(k) Plan et al. v. Pension Professionals, Inc. (No. 98-56012), the...

[11923] June 2, 2000 TO: PENSION COMMITTEE No. 38-00 PENSION OPERATIONS ADVISORY COMMITTEE No. 38-00 RE: INSTITUTE RELEASES 1999 YEAR-END RETIREMENT PLANS STATISTICS ______________________________________________________________________________ The Institute has recently released a...

1 Institute Memorandum to Pension Committee No. 23-00 and Pension Operations Advisory Committee No. 24- 00, dated March 31, 2000. 2 Institute Memorandum to Pension Committee No. 55-98, dated August 28, 1998. 3 Institute Memorandum to Pension Committee No. 28-00 and Pension Operations...

1 See Institute memorandum to Investment Advisers No. 6–00 and Pension Committee No. 14-00, dated February 16, 2000. [11898] May 22, 2000 TO: INVESTMENT ADVISERS COMMITTEE No. 16-00 PENSION COMMITTEE No. 36-00 AD HOC COMMITTEE ON CROSS-TRADES RE: PROPOSED CROSS-TRADES DISCLOSURE FORM...

1 A memorandum describing VFC was previously provided. See Institute Memorandum to Pension Members No. 18-00 and Pension Operations Advisory Committee No. 19-00, dated March 21, 2000. 2 See Institute Memorandum to Pension Committee No. 29-00, Pension Operations Advisory Committee No...

1 See Institute Memorandum to Pension Committee No. 27-00, dated April 13, 2000. 2 For further information call 800-525-3177 or 303-370-1700. [11886] May 16, 2000 TO: PENSION COMMITTEE No. 34-00 RE: PENSION COMMITTEE MEETING PRELIMINARY AGENDA _________________________________________...

[11863] May 9, 2000 TO: PENSION COMMITTEE No. 33-00 RE: IRS RELEASES PRIVATE LETTER RULING PROHIBITING NON-SPOUSAL BENEFICIARIES FROM CONVERTING TRADITIONAL IRAS TO ROTH IRAS ______________________________________________________________________________ The Internal Revenue Service...