Operations Content

[30817] August 8, 2017 TO: Operations Committee RE: Registration Now Open: Operations Committee Meeting October 11-12, 2017 The Investment Company Institute’s Operations Committee will meet on Wednesday, October 11, 2017 from 2:00 to 5:00 pm, and on Thursday October 12, 2017, from 9...

[30787] July 20, 2017 TO: ICI Members Investment Company Directors SUBJECTS: Compliance Cybersecurity Disclosure Fund Accounting & Financial Reporting Fund Governance Investment Advisers Operations Portfolio Oversight Risk Oversight RE: ICI Submits Recommendations to SEC Chairman...

[30725] June 2, 2017 TO: ICI Members Investment Company Directors ICI Global Members Pension Committee Pension Operations Advisory Committee SEC Rules Committee Small Funds Committee SUBJECTS: Disclosure Distribution Fees and Expenses Investment Advisers Operations Pension RE: SEC...

[30718] May 25, 2017 TO: ICI Members Investment Company Directors ICI Global Members Derivatives Markets Advisory Committee Registered Fund CPO Advisory Committee SUBJECTS: Compliance Derivatives Investment Advisers Recordkeeping Technology & Business Continuity Trading and Markets RE...

[30687] May 9, 2017 TO: ICI Members Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee Operations Committee Pension Committee Pension Operations Advisory Committee Sales and Marketing Committee Small Funds Committee Transfer Agent Advisory Committee...

[30684] April 27, 2017 TO: ICI Members Investment Company Directors ICI Global Members Derivatives Markets Advisory Committee Registered Fund CPO Advisory Committee SUBJECTS: Compliance Derivatives Investment Advisers Recordkeeping RE: CFTC Staff Issues Exemptive Relief for CTAs to...

[30650] March 23, 2017 TO: ICI Members ICI Global Members Accounting/Treasurers Committee Derivatives Markets Advisory Committee Equity Markets Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee International Operations Advisory Committee Operations...

[30647] March 20, 2017 TO: ICI Members SUBJECTS: ComplianceFees and ExpensesFund Accounting & Financial Reporting Intermediary Oversight Operations Transfer Agency RE: ACTION REQUESTED - Register to Participate in the 2017 ICI Mutual Fund Transfer Agents Trends & Billing Practices...

[30649] March 20, 2017 TO: ICI Members Investment Company Directors ICI Global Members Derivatives Markets Advisory Committee Registered Fund CPO Advisory Committee SUBJECTS: Derivatives Investment Advisers Recordkeeping Technology & Business Continuity Trading and Markets RE: ICI...

[30620] March 2, 2017 TO: ICI Members Investment Company Directors SUBJECTS: Compliance Disclosure Distribution Exchange-Traded Funds (ETFs) Fees and Expenses Fund Accounting & Financial Reporting Fund Governance Intermediary Oversight Investment Advisers Operations Portfolio...