Operations Content

[30345] October 26, 2016 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 43-16BROKER/DEALER ADVISORY COMMITTEE No. 40-16COMPLIANCE MEMBERS No. 37-16OPERATIONS COMMITTEE No. 26-16PENSION OPERATIONS ADVISORY COMMITTEE No. 7-16PRINCIPAL UNDERWRITERS WORKING GROUP SMALL FUNDS...

[30338] October 24, 2016 TO: ACCOUNTING/TREASURERS COMMITTEE No. 20-16DERIVATIVES MARKETS ADVISORY COMMITTEE No. 64-16ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 30-16ETF ADVISORY COMMITTEE No. 29-16EQUITY MARKETS ADVISORY COMMITTEE No. 47-16FIXED-INCOME ADVISORY COMMITTEE No. 42...

[30308] October 14, 2016 TO: ACCOUNTING/TREASURERS MEMBERS No. 28-16DERIVATIVES MARKETS ADVISORY COMMITTEE No. 54-16ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 24-16ETF ADVISORY COMMITTEE No. 23-16EQUITY MARKETS ADVISORY COMMITTEE No. 43-16FIXED-INCOME ADVISORY COMMITTEE No. 35...

[30262] September 23, 2016 TO: PENSION MEMBERS No. 31-16OPERATIONS COMMITTEE No. 23-16BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 35-16TRANSFER AGENT ADVISORY COMMITTEE No. 47-16 RE: PBGC ISSUES PROPOSED REGULATIONS TO EXTEND ITS MISSING PARTICIPANT PROGRAM TO TERMINATED DEFINED...

[30236] September 12, 2016 TO: PENSION MEMBERS No. 28-16 529 PLAN MEMBERS No. 6-16 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 33-16 BROKER/DEALER ADVISORY COMMITTEE No. 33-16 TRANSFER AGENT ADVISORY COMMITTEE No. 45-16 OPERATIONS COMMITTEE No. 22-16 RE: IRS PROVIDES INTERNAL...

[30197] September 1, 2016 TO: ACCOUNTING/TREASURERS COMMITTEE No. 18-16 CHIEF COMPLIANCE OFFICER COMMITTEE No. 17-16 CHIEF RISK OFFICER COMMITTEE No. 25-16 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 18-16 COMPLIANCE ADVISORY COMMITTEE No. 10-16 DERIVATIVES MARKETS ADVISORY COMMITTEE...

[30153] August 19, 2016 TO: BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 26-16 BROKER/DEALER ADVISORY COMMITTEE No. 28-16 OPERATIONS COMMITTEE No. 20-16 SMALL FUNDS COMMITTEE No. 23-16 TRANSFER AGENT ADVISORY COMMITTEE No. 36-16 RE: EVOLUTION OF THE FINANCIAL INTERMEDIARY...

[30120] August 8, 2016 TO: ACCOUNTING/TREASURERS COMMITTEE No. 17-16 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 25-16 BROKER/DEALER ADVISORY COMMITTEE No. 26-16 CHIEF RISK OFFICER COMMITTEE No. 21-16 COMPLIANCE ADVISORY COMMITTEE No. 9-16 INVESTMENT ADVISERS COMMITTEE No. 14-16...