Operations Content

[31136] March 16, 2018 TO: ICI Members Investment Company Directors SUBJECTS: Compliance Disclosure Exchange-Traded Funds (ETFs) Fund Accounting & Financial Reporting Fund Governance Investment Advisers Operations Portfolio Oversight Risk Oversight Transfer Agency RE: SEC Proposes...

[31106] February 23, 2018 TO: ICI Members Investment Company Directors SUBJECTS: Compliance Disclosure Exchange-Traded Funds (ETFs) Fund Accounting & Financial Reporting Fund Governance Investment Advisers Operations Portfolio Oversight Risk Oversight Transfer Agency RE: SEC Extends...

[31090] February 15, 2018 TO: Operations Committee RE: Registration now Open: April 4-5, 2018 Operations Committee Meeting The Investment Company Institute’s Operations Committee will meet on Wednesday, April 4, 2018 from 2:00 to 5:00 pm, and on Thursday, April 5, 2018, from 9:00 am...

[31072] February 5, 2018 TO: ICI Members Investment Company Directors ICI Global Members Broker/Dealer Advisory Committee Investment Advisers Committee Pension Committee Pension Operations Advisory Committee SEC Rules Committee Small Funds Committee Transfer Agent Advisory Committee...

[31026] January 16, 2018 TO: ICI Members Pension Committee Pension Operations Advisory Committee SUBJECTS: Operations Pension Transfer Agency RE: PBGC Finalizes Regulations to Extend Missing Participant Program to Terminated Defined Contribution Plans On December 22, 2017, the Pension...

[31022] January 12, 2018 TO: ICI Members Investment Company Directors SUBJECTS: Compliance Disclosure Exchange-Traded Funds (ETFs) Fund Accounting & Financial Reporting Fund Governance Investment Advisers Operations Portfolio Oversight Risk Oversight Transfer Agency RE: SEC Staff...

[30999] January 3, 2018 TO: ICI Members SUBJECTS: Closed-End Funds Compliance Disclosure Investment Advisers Operations Unit Investment Trusts (UITs) Variable Insurance Products RE: ICI Submits Comment Letter on SEC's Proposed Disclosure and Reporting Changes (Related to Incorporation...

[30994] December 22, 2017 TO: ICI Members Investment Company Directors Accounting/Treasurers Committee Fixed-Income Advisory Committee Money Market Funds Advisory Committee SEC Rules Committee Securities Operations Advisory Committee Small Funds Committee Tax Committee Variable...

[30990] December 21, 2017 TO: Chief Compliance Officer Committee Operations Committee Small Funds Committee Transfer Agent Advisory Committee RE: Servicing and Protecting Shareholders Affected by Disaster White Paper We are pleased to announce the publication of a new white paper...