Management Company Tax Subcommittee Content

[30672] April 12, 2017 TO: Management Company Tax Subcommittee Tax Committee RE: Agenda for April Tax Committee Call -- Wednesday, April 26 at 11:00 AM ET As we previously informed you, the next Tax Committee monthly conference call will be held on Wednesday, April 26, 2017 at 11:00 a...

[30652] March 27, 2017 TO: ICI Members SUBJECTS: Advertising Compliance Disclosure Distribution Investment Advisers RE: ICI Submits Comment Letter on Proposed Amendments to FINRA Rule 2210 FINRA has issued a Regulatory Notice requesting comment on proposed amendments to Rule 2210...

[30639] March 15, 2017 TO: Management Company Tax Subcommittee Tax Committee RE: Conference Call to Discuss Washington State Audits of Fund Managers A conference call will be held on Tuesday April 4, at 1:00 PM (Eastern) to discuss industry-wide issues arising from audits by...

[30629] March 9, 2017 TO: Management Company Tax Subcommittee Tax Committee RE: Agenda for March Tax Committee Call -- Wednesday, March 22 at 11:00 AM ET The next Tax Committee monthly conference calls will be held on Wednesday, March 22, Wednesday, April 26, and Wednesday, May 24...

[30620] March 2, 2017 TO: ICI Members Investment Company Directors SUBJECTS: Compliance Disclosure Distribution Exchange-Traded Funds (ETFs) Fees and Expenses Fund Accounting & Financial Reporting Fund Governance Intermediary Oversight Investment Advisers Operations Portfolio...

[30585] February 16, 2017 TO: ICI Members Investment Company Directors ICI Global Members Operations Committee SEC Rules Committee Small Funds Committee Variable Insurance Products Advisory Committee SUBJECTS: Disclosure Distribution Fees and Expenses RE: SEC Publishes FAQs on...

[30557] February 1, 2017 TO: ICI Members Investment Company Directors ICI Global Members Investment Advisers Committee Pension Committee SEC Rules Committee Small Funds Committee SUBJECTS: Disclosure Distribution Fees and Expenses Fund Governance Intermediary Oversight Investment...

[30553] January 31, 2017 TO: ICI Members Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee Chief Compliance Officer Committee Operations Committee Pension Committee Pension Operations Advisory Committee Sales and Marketing Committee Small Funds Committee...

[30518] January 12, 2017 TO: ICI Members Investment Company Directors ICI Global Members Investment Advisers Committee Pension Committee SEC Rules Committee Small Funds Committee SUBJECTS: Disclosure Distribution Fees and Expenses Fund Governance Intermediary Oversight Investment...

[30515] January 11, 2017 TO: Management Company Tax Subcommittee Tax Committee RE: Preliminary Agenda for January 18 Tax Committee Call As we have previously informed you, the next monthly Tax Committee call will be held on Wednesday, January 18, 2017, at 2:00 p.m. ET. [1] Attached is...