Management Company Tax Subcommittee Content

[31370] September 6, 2018 TO: Management Company Tax Subcommittee Tax Committee RE: Agenda for September Tax Committee Call -- Wednesday, September 12 at 11:00 AM ET As we previously informed you, the next Tax Committee monthly conference call will be held on Wednesday, September 12...

[31320] August 7, 2018 TO: ICI Members Investment Company Directors Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee Investment Advisers Committee Operations Committee Pension Committee Pension Operations Advisory Committee Sales and Marketing Committee...

[31314] August 6, 2018 TO: ICI Members Investment Company Directors SUBJECTS: Closed-End Funds Compliance Disclosure Distribution Intermediary Oversight Investment Advisers Operations Transfer Agency RE: SEC Announces Staff Roundtable on the Proxy Process In a July 30 statement, SEC...

[31294] July 19, 2018 TO: Management Company Tax Subcommittee Tax Committee RE: Schedule of Upcoming Tax Committee Conference Calls The next Tax Committee monthly conference calls will be held on Wednesday, July 25, and Wednesday, September 12, 2018. Each call will be held at 11:00 a...

[31279] July 13, 2018 TO: ICI Members AML Compliance Working Group Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee Compliance Advisory Committee Money Market Funds Advisory Committee Money Market Working Group Operations Committee SEC Rules Committee...

[31280] July 9, 2018 TO: ICI Members SUBJECTS: Advertising Closed-End Funds Compliance Disclosure Distribution Exchange-Traded Funds (ETFs) Fund Accounting & Financial Reporting Investment Advisers Operations RE: ICI Submits Comment Letter on SEC's FAIR Act Rule Proposal In May the...

[31238] June 5, 2018 TO: ICI Members SUBJECTS: Compliance Disclosure Distribution RE: SEC Finalizes Rule 30e-3 and Releases Requests for Comment on Processing Fees and Modernizing Fund Disclosure The Commission voted yesterday to issue three releases related to improving fund...

[31193] May 3, 2018 TO: Management Company Tax Subcommittee Tax Committee RE: Agenda for May 8 Tax Committee Conference Call -- Tuesday, May 8 at 11:00 AM ET As we previously informed you, the next Tax Committee monthly conference call will be held on Tuesday, May 8, 2018 at 11:00 a.m...

[31189] May 2, 2018 TO: ICI Members SUBJECTS: Advertising Compliance Disclosure Distribution Fund Accounting & Financial Reporting Investment Advisers Variable Insurance Products RE: FINRA Staff Issues Guidance Permitting Related Performance Information in Institutional Communications...

[31185] April 26, 2018 TO: ICI Members Investment Company Directors Broker/Dealer Advisory Committee Investment Advisers Committee Pension Committee Pension Operations Advisory Committee SEC Rules Committee Small Funds Committee Variable Insurance Products Advisory Committee SUBJECTS...