Management Company Tax Subcommittee Content

[30864] September 6, 2017 TO: Management Company Tax Subcommittee Tax Committee RE: Agenda for September Tax Committee Call -- Tuesday, September 12 at 11 AM ET As we previously informed you, the next Tax Committee monthly conference call will be held on Tuesday, September 12, 2017 at...

[30861] September 5, 2017 TO: Management Company Tax Subcommittee Tax Committee RE: ICI RIC-Specific Legislative Proposals Attached are several legislative proposals that the Institute has submitted to Congressional staff. These proposals, which are specific to regulated investment...

[30823] August 9, 2017 TO: Management Company Tax Subcommittee Tax Committee RE: Agenda for August Tax Committee Call -- Tuesday, August 15 at 11:00 AM ET As we previously informed you, the next Tax Committee monthly conference call will be held on Tuesday, August 15, 2017 at 11:00 a...

[30819] August 8, 2017 TO: ICI Members Investment Company Directors Pension Committee Pension Operations Advisory Committee SEC Rules Committee Small Funds Committee SUBJECTS: Compensation/Remuneration Compliance Disclosure Distribution Fees and Expenses Intermediary Oversight...

[30734] June 7, 2017 TO: Management Company Tax Subcommittee Tax Committee RE: Schedule of Upcoming Tax Committee Conference Calls The next Tax Committee monthly conference calls will be held on Tuesday, July 18; Tuesday, August 15; Tuesday, September 12; and Wednesday, October 18...

[30725] June 2, 2017 TO: ICI Members Investment Company Directors ICI Global Members Pension Committee Pension Operations Advisory Committee SEC Rules Committee Small Funds Committee SUBJECTS: Disclosure Distribution Fees and Expenses Investment Advisers Operations Pension RE: SEC...

[30717] May 25, 2017 TO: ICI Members SUBJECTS: Distribution State Issues Transfer Agency RE: Reminder That Oklahoma's Notice Filing Fee for Mutual Funds Applies to All Funds Offered for Sale in the State This memo is to remind members that an effective notice filing must be maintained...

[30706] May 16, 2017 TO: Management Company Tax Subcommittee Tax Committee RE: Agenda for May Tax Committee Call -- Wednesday, May 24 at 11:00 AM ET As we previously informed you, the next Tax Committee monthly conference call will be held on Wednesday, May 24, 2017 at 11:00 a.m....

[30687] May 9, 2017 TO: ICI Members Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee Operations Committee Pension Committee Pension Operations Advisory Committee Sales and Marketing Committee Small Funds Committee Transfer Agent Advisory Committee...

[30688] May 1, 2017 TO: ICI Members SUBJECTS: Advertising Compliance Disclosure Distribution Investment Advisers RE: FINRA Issues Guidance on Social Media and Digital Communications FINRA has issued a Regulatory Notice offering guidance on social networking websites and business...