International Internal Audit Advisory Committee Content

[32063] November 26, 2019 TO: Chief Risk Officer Committee Internal Audit Committee International Internal Audit Advisory Committee RE: FCA Publishes Q&A on Conduct Risk During LIBOR Transition As you may recall, in September 2019, the Financial Conduct Association (FCA) published a...

[31946] September 6, 2019 TO: International Internal Audit Advisory Committee RE: International Internal Audit Advisory Committee Meeting in London on 30 October; Please Register by Friday, 11 October As we previously informed you, the next meeting of ICI’s International Internal...

[31891] August 7, 2019 TO: International Compliance Advisory Committee International Internal Audit Advisory Committee RE: FCA Publishes Findings of its Review of Implementation of the SM&CR by the Banking Sector Earlier this week, the Financial Conduct Authority (FCA) published a...

[31855] July 15, 2019 TO: ICI Members Investment Company Directors ICI Global Members Accounting/Treasurers Committee Chief Risk Officer Committee Closed-End Investment Company Committee Derivatives Markets Advisory Committee Fixed-Income Advisory Committee Internal Audit Committee...

[31819] June 21, 2019 TO: ICI Members ICI Global Members Internal Audit Committee International Internal Audit Advisory Committee SUBJECTS: Audit and Attest RE: SEC Fines KPMG $50 Million for Unlawful Use of PCAOB Data and Cheating on Training Exams The United States Securities and...

[31652] March 14, 2019 TO: ICI Members Chief Risk Officer Committee Internal Audit Committee International Internal Audit Advisory Committee International Operations Advisory Committee Operations Committee SUBJECTS: International/Global Risk Oversight RE: FCA Publishes "Dear CEO LIBOR...

[31653] March 14, 2019 TO: ICI Members Chief Risk Officer Committee Internal Audit Committee International Internal Audit Advisory Committee International Operations Advisory Committee SUBJECTS: International/Global RE: FCA Publishes Finalised Guidance Relating to Senior Managers and...

[31617] February 19, 2019 TO: International Internal Audit Advisory Committee RE: April 2 International Internal Audit Advisory Committee Meeting in London The next in-person meeting of the ICI/ICI Global International Internal Audit Advisory Committee will be held in London on...

[31538] December 31, 2018 TO: ICI Members Investment Company Directors ICI Global Members Chief Compliance Officer Committee International Internal Audit Advisory Committee SUBJECTS: Anti-Money Laundering Compliance Cybersecurity Exchange-Traded Funds (ETFs) Fixed Income Securities...

[31495] November 26, 2018 TO: ICI Members ICI Global Members ICI Global Exchange Traded Funds Committee ICI Global Information Security Officer Committee ICI Global Pacific Chapter ICI Global Retirement Savings Committee ICI Global Tax Committee ICI Global Trading & Markets Committee...