[32985] December 16, 2020 TO: ICI Members SUBJECTS: Audit and Attest Compliance Disclosure Fund Accounting & Financial Reporting RE: SEC Issues ADI Addressing Risk Disclosure for Funds Investing in Emerging Markets The Division of Investment Management’s Disclosure Review and...
[32965] December 4, 2020 TO: ICI Members Investment Company Directors SUBJECTS: Audit and Attest Audit Committees Compliance Fund Accounting & Financial Reporting Fund Governance Intermediary Oversight Investment Advisers Operations Recordkeeping Risk Oversight Valuation RE: SEC...
[32859] October 26, 2020 TO: ICI Members SUBJECTS: Audit and Attest Closed-End Funds Fund Accounting & Financial Reporting RE: SEC Issues Dear CFO Letter for Investment Companies On October 23, 2020 the staff of the Chief Accountant’s Office of the Division of Investment Management...
[32853] October 22, 2020 TO: ICI Members Investment Company Directors Accounting/Treasurers Committee SUBJECTS: Audit and Attest Audit Committees RE: SEC Adopts Amendments to Auditor Independence Rule The Securities and Exchange Commission recently adopted amendments to its auditor...
[32780] September 25, 2020 TO: ICI Global MembersGlobal Advocacy Coordination Advisory Committee Global Operations Advisory Committee ICI Global EU Capital Markets Union Task Force ICI Global Regulated Funds Committee International Compliance Advisory Committee International Internal...
[32739] September 3, 2020 TO: International Internal Audit Advisory Committee RE: Upcoming ICI/ICI Global International Internal Audit Advisory Committee Event: Virtual Committee Meeting on 3 November from 14:00-17:00 Please note that we have set the date for the next virtual meeting...
[32658] August 5, 2020 TO: ICI Members Investment Company Directors Accounting/Treasurers Committee Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee Compliance Advisory Committee Operations Committee Small Funds Committee Transfer Agent Advisory Committee...
[32549] June 24, 2020 TO: Global Advocacy Coordination Advisory Committee Global Operations Advisory Committee ICI Global EU Capital Markets Union Task Force ICI Global Regulated Funds Committee International Compliance Advisory Committee International Internal Audit Advisory...
[32401] April 21, 2020 TO: Chief Compliance Officer Committee Chief Risk Officer Committee International Compliance Advisory Committee International Internal Audit Advisory Committee Technology Committee RE: COVID 19 - Central Bank of Ireland's Measures for Asset Managers Recognising...
