Internal Audit Advisory Content

[30850] August 24, 2017 TO: Internal Audit Committee RE: Registration Open for ICI's October 25 Internal Audit Committee Meeting, Joint Meeting and Dinner with ICI's CRO Committee As you may recall, the Institute’s Internal Audit Committee will meet in Washington, D.C. on Wednesday...

[30830] August 11, 2017 TO: ICI Members Investment Company Directors Chief Compliance Officer Committee Chief Information Security Officer Advisory Committee Compliance Advisory Committee Internal Audit Committee Technology Committee SUBJECTS: Cybersecurity RE: OCIE Publishes Risk...

[30627] March 8, 2017 TO: Internal Audit Committee RE: April 19 Internal Audit Committee Meeting in Ft. Lauderdale, FL - Registration Now Open Registration link: http://www.ici.org/reg/iaac The spring meeting of the Internal Audit Committee has been scheduled for Wednesday, April 19...

[30436] November 30, 2016 TO: Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee Chief Compliance Officer Committee Chief Risk Officer Committee Compliance Advisory Committee Internal Audit Advisory Committee Operations CommitteeSecurities Operations...

[30217] September 8, 2016 TO: INTERNAL AUDIT COMMITTEE No. 6-16 RE: NOVEMBER 4 INTERNAL AUDIT COMMITTEE MEETING; REGISTRATION OPEN   As you may recall, the Institute’s Internal Audit Advisory Committee will meet in Washington, D.C. on Friday, November 4 at the ICI’s offices at 1401 H...

[29994] June 22, 2016 TO: ACCOUNTING/TREASURERS MEMBERS No. 14-16 CHIEF COMPLIANCE OFFICER COMMITTEE No. 10-16 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 8-16 COMPLIANCE MEMBERS No. 18-16 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 12-16 ETF ADVISORY COMMITTEE No. 12-16 INTERNAL AUDIT...