Internal Audit Advisory Content

[26401] August 20, 2012 TO: ACCOUNTING/TREASURERS MEMBERS No. 12-12 DIRECTORS ISSUES INTERNAL AUDIT ADVISORY COMMITTEE No. 3-12 RE: PCAOB ADOPTS AUDITING STANDARD ADDRESSING AUDITOR COMMUNICATIONS WITH AUDIT COMMITTEES   The Public Company Accounting Oversight Board recently adopted a...

[26372] August 7, 2012 TO: INTERNAL AUDIT ADVISORY COMMITTEE No. 2-12 RE: PCAOB RELEASE INFORMS AUDIT COMMITTEES ABOUT INSPECTION PROCESS   The Public Company Accounting Oversight Board recently issued a release intended to inform audit committees about its inspection of audit firms...

[26017] April 3, 2012 TO: INTERNAL AUDIT ADVISORY COMMITTEE No. 1-12 RE: NOTICE OF INTERNAL AUDIT ADVISORY COMMITTEE MEETING IN DC MAY 23RD  FOLLOWED BY INFORMAL DINNER; RSVP BY MAY 4TH   The next meeting of the Institute’s Internal Audit Advisory Committee is scheduled for Wednesday...

[25672] November 29, 2011 TO: COMPLIANCE MEMBERS No. 45-11 INTERNAL AUDIT ADVISORY COMMITTEE No. 9-11 RE: SEC PUBLISHES ANNUAL REPORT ON ITS WHISTLEBLOWER PROGRAM   The U. S. Securities and Exchange Commission has published its annual report on the Commission’s Whistleblower Program...

[25525] October 3, 2011 TO: INVESTMENT COMPANY DIRECTORS No. 17-11 COMPLIANCE MEMBERS No. 40-11 SEC RULES MEMBERS No. 115-11 SMALL FUNDS MEMBERS No. 61-11 INTERNAL AUDIT ADVISORY COMMITTEE No. 8-11 RISK MANAGEMENT COMMITTEE No. 8-11 RISK MANAGEMENT ADVISORY COMMITTEE No. 6-11 PRIMARY...

  ACTION REQUESTED [25493] September 16, 2011 TO: INTERNAL AUDIT ADVISORY COMMITTEE No. 7-11 RE: INTERNAL AUDIT ADVISORY COMMITTEE MEETING TO BE HELD IN PHILADELPHIA ON NOV. 17TH; INFORMAL DINNER ON NOV. 16TH; RSVP BY MONDAY, NOV. 7TH   The next meeting of the ICI Internal Audit...

  [25256] June 7, 2011 TO: BDAC COST BASIS REPORTING TASK FORCE No. 13-11 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 32-11 BROKER/DEALER ADVISORY COMMITTEE No. 33-11 COMPLIANCE ADVISORY COMMITTEE No. 4-11 INTERNAL AUDIT ADVISORY COMMITTEE No. 6-11 OPERATIONS COMMITTEE No. 20...

[25253] June 6, 2011 TO: COMPLIANCE MEMBERS No. 26-11 INTERNAL AUDIT ADVISORY COMMITTEE No. 5-11 RISK MANAGEMENT ADVISORY COMMITTEE No. 4-11 RISK MANAGEMENT COMMITTEE No. 7-11 SEC RULES COMMITTEE No. 58-11 SMALL FUNDS MEMBERS No. 37-11 RE: SEC ADOPTS WHISTLEBLOWER RULES...

[25105] April 14, 2011 TO: INTERNAL AUDIT ADVISORY COMMITTEE No. 4-11 RE: NOTICE OF INTERNAL AUDIT ADVISORY COMMITTEE MEETING IN DC MAY 25TH-26TH; INFORMAL DINNER ON MAY 25TH; RSVP BY MAY 13TH   The next meeting of the Internal Audit Advisory Committee of the Investment Company...