[32770] September 21, 2020 TO: ICI Global Members ESG Task Force (Global)EU ESG Disclosure Regulation Working Group ICI Global Regulated Funds Committee SUBJECTS: Disclosure ESG International/Global MiFID, EMIR, AIFMD, UCITS V RE: EU ESG: ESAs Release Consultation on Draft SFDR...
[32767] September 18, 2020 TO: ICI Global Regulated Funds Committee RE: Draft Comment Letter on Remuneration Aspects of FCA's DP20/2: Prudential Requirements for MiFID Investment Firms On June 23, the UK Financial Conduct Authority (FCA) published a discussion paper on the...
[32764] September 17, 2020 TO: ICI Members ICI Global Members ESG Task Force (Global) ESG Working Group (US) SUBJECTS: Disclosure ESG Financial Stability International/Global Investment Advisers Pension Valuation RE: CFTC's Climate Risk Report and Other Developments on ESG Disclosure...
[32759] September 15, 2020 TO: ESG Task Force (Global) ESG Working Group (US) ICI Global Regulated Funds Committee SEC Rules Committee RE: Agenda for Member Call on 16 September on CFA Consultation on ESG Product Disclosure Standard CFA Institute recently launched a consultation on...
[32761] September 15, 2020 TO: ICI Members Investment Company Directors ICI Global Members Tax Committee SUBJECTS: International/Global Tax RE: Submission to French Tax Administration on Proposed Withholding Tax Exemption Guidance The Institute today submitted the attached letter and...
[32753] September 11, 2020 TO: Global Advocacy Coordination Advisory Committee Global Operations Advisory Committee Global Operations Advisory Committee - Asia ICI Global Investing Subcommittee ICI Global Regulated Funds Committee ICI Global Regulated Funds Committee - Asia ICI Global...
[32749] September 9, 2020 TO: ICI Members ICI Global Members ICI Global Tax Committee Tax Committee SUBJECTS: International/Global Tax RE: Coalition Letter to the European Commission and OECD on COVID-19-Related Tax Treaty Challenges ICI Global joined twelve other associations...
[32748] September 9, 2020 TO: ICI Members ICI Global Members SUBJECTS: Audit Committees Compliance Disclosure Fund Accounting & Financial Reporting Fund Governance Intermediary Oversight International/Global Investment Advisers Risk Oversight RE: President's Working Group Submits...
The CFTC Divisions of Swap Dealer and Intermediary Oversight (DSIO), Market Oversight (DMO), and Clearing and Risk (DCR) recently revised and expanded previously-issued no-action letters that provide relief to swap dealers (SDs) and other market participants related to the transition...
