[32694] August 21, 2020 TO: ESG Task Force (Global) EU ESG Disclosure Regulation Working Group EU Sustainable Finance Strategy Working Group Global Advocacy Coordination Advisory Committee ICI Global Regulated Funds Committee RE: EU ESG: Upcoming Meeting with AMF on SFDR RTS and ESG...
On August 14, the CFTC issued two proposals to amend certain margin requirements for non-cleared swaps for swap dealers (SDs) and major swap participants (MSPs) (collectively, “covered swap entities” or CSEs). The CFTC Global Markets Advisory Committee’s Subcommittee on Margin...
[32687] August 19, 2020 TO: ICI Global Members SUBJECTS: International/Global RE: Letter to CFTC on Proposed Changes to Regulation 3.10(c): Exemption from Registration for Certain Foreign Persons Acting as Commodity Pool Operators of Offshore Commodity Pools On August 11, ICI Global...
[32684] August 17, 2020 TO: ICI Global Members Derivatives Markets Advisory Committee SUBJECTS: Derivatives Financial Stability International/Global RE: ICI Global Draft Comment Letter on ESMA's Consultation Providing Guidelines for Regulating Alternative Investment Fund Leverage...
[32672] August 13, 2020 TO: ESG Task Force (Global) ICI Global Regulated Funds Committee ICI Global Regulated Funds Committee - Asia RE: Asia ESG: ICI Global Response to HK SFC Soft Consultation on Climate Risk Requirements for Asset Managers We submitted the attached informal...
[32668] August 11, 2020 TO: ICI Global Members ICI Global Pacific Chapter ICI Global Regulated Funds Committee ICI Global Regulated Funds Committee - Asia SUBJECTS: Compliance Distribution International/Global Investment Advisers Operations RE: China Launches Consultation on Revising...
[32666] August 7, 2020 TO: ICI Global Members ESG Task Force (Global) ICI Global Regulated Funds Committee SUBJECTS: Compliance Disclosure ESG International/Global Investment Advisers Portfolio Oversight Risk Oversight RE: Final Response to Monetary Authority of Singapore's (MAS)...
[32664] August 6, 2020 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee SUBJECTS: Compliance Derivatives International/Global Investment...
[32650] July 31, 2020 TO: ESG Task Force (Global) ICI Global Regulated Funds Committee ICI Global Regulated Funds Committee - Asia RE: Asia ESG: HK Soft Consultation on Climate-Related Risks The Hong Kong Securities and Futures Commission (SFC) has launched a soft consultation on...
[32649] July 31, 2020 TO: Global Advocacy Coordination Advisory Committee Global Operations Advisory Committee Global Operations Advisory Committee - Asia ICI Global Investing Subcommittee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee SEC Rules Committee...
