Europe Regulatory and Policy Committee Content

[26039] April 12, 2012 TO: INTERNATIONAL COMMITTEE No. 11-12 INTERNATIONAL INVESTING SUBCOMMITTEE No. 3-12 RE: NOTICE OF INTERNATIONAL COMMITTEE AND ICI - EFAMA MEETINGS AND INFORMATION FOR COMMITTEE DINNER - MAY 7 AND 8, 2012   Below, please find information about the May 7-8...

[25991] March 19, 2012 TO: INTERNATIONAL COMMITTEE No. 7-12 INTERNATIONAL INVESTING SUBCOMMITTEE No. 2-12 RE: NOTICE OF INTERNATIONAL COMMITTEE AND ICI - EFAMA MEETINGS AND INFORMATION FOR COMMITTEE DINNER - MAY 7 AND 8, 2012   Below, please find information about the May 7-8 meetings...

  [25945] February 29, 2012 TO: INTERNATIONAL COMMITTEE No. 6-12 INTERNATIONAL INVESTING SUBCOMMITTEE No. 1-12 RE: DRAFT LETTER TO INDIAN REGULATORS REGARDING KNOW YOUR CUSTOMER REQUIREMENTS   The Institute has prepared the attached draft letter to the Reserve Bank of India, the...

  [25605] November 2, 2011 TO: INTERNATIONAL COMMITTEE No. 25-11 INTERNATIONAL INVESTING SUBCOMMITTEE No. 17-11 SEC RULES COMMITTEE No. 94-11 TRANSFER AGENT ADVISORY COMMITTEE No. 91-11 RE: NOTICE REGARDING QUINQUENNIAL REPORT OF U.S. OWNERSHIP OF FOREIGN SECURITIES AS OF DECEMBER 31...

[25546] October 7, 2011 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 60-11 INTERNATIONAL MEMBERS No. 48-11 INTERNATIONAL INVESTING SUBCOMMITTEE No. 16-11 SEC RULES MEMBERS No. 121-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 43-11 ETF ADVISORY COMMITTEE No. 65-11 CLOSED-END INVESTMENT...

[25428] August 22, 2011 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 55-11 SEC RULES MEMBERS No. 104-11 INTERNATIONAL MEMBERS No. 37-11 INTERNATIONAL INVESTING SUBCOMMITTEE No. 15-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 38-11 ETF ADVISORY COMMITTEE No. 59-11 CLOSED-END INVESTMENT...

  [25417] August 16, 2011 TO: INTERNATIONAL COMMITTEE No. 21-11 INTERNATIONAL INVESTING SUBCOMMITTEE No. 14-11 RE: NOTICE OF INTERNATIONAL COMMITTEE MEETING ON SEPTEMBER 13 AND PRELIMINARY AGENDA   The next meeting of the Institute’s International Committee will be held on Tuesday...

  [25408] August 12, 2011 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 53-11 INTERNATIONAL MEMBERS No. 35-11 INTERNATIONAL INVESTING SUBCOMMITTEE No. 13-11 SEC RULES MEMBERS No. 101-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 36-11 ETF ADVISORY COMMITTEE No. 57-11 CLOSED-END INVESTMENT...

[25397] August 9, 2011 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 51-11 INTERNATIONAL COMMITTEE No. 20-11 INTERNATIONAL INVESTING SUBCOMMITTEE No. 12-11 SEC RULES COMMITTEE No. 69-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 35-11 ETF ADVISORY COMMITTEE No. 56-11 CLOSED-END INVESTMENT...

  [25361] July 28, 2011 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 48-11 INTERNATIONAL MEMBERS No. 34-11 INTERNATIONAL INVESTING SUBCOMMITTEE No. 11-11 SEC RULES MEMBERS No. 94-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 34-11 ETF ADVISORY COMMITTEE No. 53-11 CLOSED-END INVESTMENT...