Europe Regulatory and Policy Committee Content

URGENT/ACTION REQUESTED [29497] November 17, 2015 TO: ICI GLOBAL CAPITAL MARKETS UNION TASK FORCE ICI GLOBAL REGULATED FUNDS COMMITTEE No. 71-15 ICI GLOBAL RETIREMENT SAVINGS COMMITTEE RE: EIOPA PUBLISHES A SURVEY ON ATTRACTIVENESS OF A PAN-EUROPEAN PERSONAL PENSION PRODUCT; URGENT...

[29475] November 9, 2015 TO: ICI GLOBAL REGULATED FUNDS COMMITTEE No. 69-15 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 54-15 RE: REGISTER FOR ICI GLOBAL TRADING AND MARKETS COMMITTEE MEETING IN LONDON ON MONDAY, 7 DECEMBER AND GLOBAL TRADING AND MARKET STRUCTURE CONFERENCE IN LONDON...

[29461] November 2, 2015 TO: AML COMPLIANCE WORKING GROUP No. 5-15 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 68-15 INTERNATIONAL MEMBERS No. 38-15 INVESTMENT ADVISER MEMBERS No. 25-15 OPERATIONS MEMBERS No. 29-15 SEC RULES MEMBERS No. 57-15 SMALL FUNDS MEMBERS No. 44-15 TRANSFER AGENT...

[29452] October 28, 2015 TO: ICI GLOBAL REGULATED FUNDS COMMITTEE No. 67-15 INTERNATIONAL COMMITTEE No. 59-15 RE: RESPONSE TO ESMA CONSULTATION ON UCITS REMUNERATION GUIDELINES   On 21 October we submitted the attached response to the European Securities and Markets Authority’s (ESMA)...

[29449] October 27, 2015 TO: ICI GLOBAL TRADING & MARKETS COMMITTEE No. 52-15 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 66-15 RE: MARK YOUR CALENDAR - MONDAY, 7 DECEMBER, ICI GLOBAL TRADING AND MARKETS COMMITTEE MEETING IN LONDON   The next meeting of the ICI Global Trading and Markets...

[29441] October 22, 2015 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 23-15 FIXED-INCOME ADVISORY COMMITTEE No. 33-15 ICI GLOBAL CAPITAL MARKETS UNION TASK FORCE ICI GLOBAL REGULATED FUNDS COMMITTEE No. 65-15 ICI GLOBAL RETIREMENT SAVINGS COMMITTEE ICI GLOBAL STEERING COMMITTEE No. 17-15...

[29432] October 21, 2015 TO: AML COMPLIANCE WORKING GROUP No. 4-15 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 64-15 INTERNATIONAL COMMITTEE No. 57-15 INVESTMENT ADVISERS COMMITTEE No. 13-15 OPERATIONS COMMITTEE No. 23-15 SEC RULES COMMITTEE No. 33-15 SMALL FUNDS COMMITTEE No. 31-15...

[29426] October 16, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 74-15 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 49-15 INTERNATIONAL COMMITTEE No. 56-15 SECURITIES OPERATIONS ADVISORY COMMITTEE RE: DRAFT ICI GLOBAL LETTER TO MONETARY AUTHORITY OF SINGAPORE ON MARGIN...

[29411] October 7, 2015 TO: ICI GLOBAL CAPITAL MARKETS UNION TASK FORCE ICI GLOBAL REGULATED FUNDS COMMITTEE No. 63-15 ICI GLOBAL RETIREMENT SAVINGS COMMITTEE RE: ICI GLOBAL COMMENTS ON PAN-EUROPEAN PERSONAL PENSION PRODUCT CONSULTATION   On 5 October, ICI Global filed a response [1]...

[29397] October 5, 2015 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 21-15 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 62-15 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 47-15 INTERNATIONAL COMMITTEE No. 55-15 INTERNATIONAL INVESTING SUBCOMMITTEE No. 11-15 INTERNATIONAL OPERATIONS ADVISORY...