Europe Regulatory and Policy Committee Content

[29392] October 1, 2015 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 19-15 FIXED-INCOME ADVISORY COMMITTEE No. 31-15 ICI GLOBAL CAPITAL MARKETS UNION TASK FORCE ICI GLOBAL REGULATED FUNDS COMMITTEE No. 61-15 ICI GLOBAL RETIREMENT SAVINGS COMMITTEE ICI GLOBAL TAX COMMITTEE No. 19-15 ICI...

ACTION REQUESTED [29380] September 29, 2015 TO: ICI GLOBAL CAPITAL MARKETS UNION TASK FORCE ICI GLOBAL REGULATED FUNDS COMMITTEE No. 60-15 ICI GLOBAL RETIREMENT SAVINGS COMMITTEE RE: FOR YOUR COMMENTS - DRAFT LETTER RE PAN-EUROPEAN PERSONAL PENSION PRODUCT - RESPOND BY COB ON FRIDAY...

[29366] September 25, 2015 TO: ICI GLOBAL REGULATED FUNDS COMMITTEE No. 59-15 INTERNATIONAL COMMITTEE No. 53-15 INTERNATIONAL INVESTING SUBCOMMITTEE No. 10-15 RE: ICI GLOBAL LETTER ON IOSCO CONSULTATION ON INTERNATIONAL STANDARDS ON FEES AND EXPENSES OF INVESTMENT FUNDS   On September...

[29350] September 16, 2015 TO: INTERNATIONAL COMMITTEE No. 52-15 INTERNATIONAL INVESTING SUBCOMMITTEE No. 9-15 RE: FINCEN PROPOSES AML AND REPORTING REGULATIONS FOR INVESTMENT ADVISERS   The Financial Crimes Enforcement Network (“FinCEN”) has proposed rules requiring SEC-registered...

[29348] September 16, 2015 TO: ICI GLOBAL ASIA PACIFIC SENIOR LEADERS No. 7-15 ICI GLOBAL ASIA-PACIFIC CHAPTER No. 12-15 ICI GLOBAL ASIA-PACIFIC FUND PASSPORTS TASK FORCE ICI GLOBAL EXCHANGE TRADED FUNDS COMMITTEE No. 7-15 ICI GLOBAL STEERING COMMITTEE No. 15-15 ICI GLOBAL REGULATED...

[29341] September 15, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 68-15 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 57-15 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 45-15 INTERNATIONAL COMMITTEE No. 50-15 REGISTERED FUND CPO ADVISORY COMMITTEE SECURITIES OPERATIONS ADVISORY...

[29332] September 11, 2015 TO: INTERNATIONAL COMMITTEE No. 49-15 INTERNATIONAL INVESTING SUBCOMMITTEE No. 8-15 RE: OCTOBER 6 INTERNATIONAL COMMITTEE MEETING - REGISTRATION AND AGENDA   As we previously informed you, the next meeting of the Institute’s International Committee will be...

[29334] September 11, 2015 TO: ICI GLOBAL REGULATED FUNDS COMMITTEE No. 56-15 RE: OCTOBER 6 INTERNATIONAL COMMITTEE MEETING - REGISTRATION AND AGENDA   As we previously informed you, members of the ICI Global Regulated Funds Committee are invited to participate in the next meeting of...

[29323] September 8, 2015 TO: AML COMPLIANCE WORKING GROUP No. 3-15 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 55-15 INVESTMENT ADVISERS COMMITTEE No. 11-15 OPERATIONS COMMITTEE No. 20-15 SEC RULES COMMITTEE No. 29-15 SMALL FUNDS COMMITTEE No. 28-15 TRANSFER AGENT ADVISORY COMMITTEE No...

[29314] September 3, 2015 TO: FIXED-INCOME ADVISORY COMMITTEE No. 28-15 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 54-15 INTERNATIONAL COMMITTEE No. 48-15 INVESTMENT ADVISERS COMMITTEE No. 10-15 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 30-15 MUNICIPAL SECURITIES ADVISORY COMMITTEE No...