Global Operations Advisory Committee Content

    [22135]   January 18, 2008 TO: INTERNATIONAL COMMITTEE No. 4-08 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 1-08 SEC RULES COMMITTEE No. 6-08     RE: ICI COMMENT LETTER - EUROPEAN COMMISSION’S CALL FOR EVIDENCE ON “SUBSTITUTE” RETAIL INVESTMENT PRODUCTS   Last October, the...

  [21912]   November 2, 2007 TO: INTERNATIONAL MEMBERS No. 31-07 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 20-07 SEC RULES MEMBERS No. 143-07 RE: EUROPEAN COMMISSION SEEKS INPUT ON “SUBSTITUTE” RETAIL INVESTMENT PRODUCTS   The European Commission has issued a request for...

[21908]   October 31, 2007 TO: COMPLIANCE MEMBERS No. 64-07 INTERNATIONAL COMMITTEE No. 28-07 INTERNATIONAL INVESTING SUBCOMMITTEE No. 10-07 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 19-07 PRIMARY CONTACTS - MEMBER COMPLEX No. 29-07 RE: UPDATE ON BLUE FLAG RESEARCH TOOLS   As...

    [21905]   October 30, 2007 TO: INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 18-07 RE: COMMITTEE OF EUROPEAN SECURITIES REGULATORS PUBLISHES DRAFT RECOMMENDATIONS FOR FUND DISCLOSURE REFORM   The Committee of European Securities Regulators (CESR) has published a consultation...

[21741] October 4, 2007 TO: INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 17-07 RE: MARK YOUR CALENDAR - 2008 IOAC MEETING SCHEDULE Please mark your calendar for the following International Operations Advisory Committee meetings scheduled for 2008: May 6-7 Washington, D.C. September...

[21548]   August 29, 2007 TO: INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 16-07 RE: PRELIMINARY AGENDA FOR IOAC MEETING - SEPTEMBER 27, 2007   The next meeting of the Institute’s International Operations Advisory Committee will take place on Thursday, September 27, 2007 at...

[21537]   August 28, 2007 TO: OPERATIONS MEMBERS No. 15-07 BROKER/DEALER ADVISORY COMMITTEE No. 52-07 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 32-07 COMPLIANCE ADVISORY COMMITTEE No. 18-07 PENSION OPERATIONS ADVISORY COMMITTEE No. 25-07 INTERNATIONAL OPERATIONS ADVISORY...

    [21358]   July 13, 2007 TO: INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 14-07 RE: NOTICE OF IOAC MEETING - SEPTEMBER 27, 2007   The next meeting of the Institute’s International Operations Advisory Committee will take place on Thursday, September 27, 2007 at Clearstream...

    [21344]   July 10, 2007 TO: INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 12-07 RE: CANADIAN REGULATORS PROPOSE NEW MUTUAL FUND POINT OF SALE DISCLOSURE REQUIREMENTS   Canada’s Joint Forum of Financial Market Regulators [1] has published for comment a proposal regarding point of...

    [21346]   July 10, 2007 TO: INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 13-07 RE: EFAMA BROCHURE - FUND PROCESSING PASSPORT   EFAMA recently announced the publication of a brochure presenting the Fund Processing Passport (FPP).  EFAMA recommends that fund companies provide...