Derivatives Market Advisory Committee Content

A friendly reminder that, on Tuesday, June 13, from 11:00 a.m. to 2:00 p.m. (ET), ICI will hold a members-only meeting of the Derivatives Markets Advisory Committee. We will hold the meeting in person at Ropes & Gray's Washington, DC office, with the option to participate virtually...

On Tuesday, June 13, from 11:00 a.m. to 2:00 p.m. (ET), ICI will hold a members-only meeting of the DMAC Committee. We will hold the meeting in person at Ropes & Gray's Washington, DC office, with the option to participate virtually. Ropes & Gray has also kindly offered to host a...

On May 8, ICI filed the attached comment letter on the SEC's proposal on Safeguarding Advisory Client Assets, issued by the SEC on February 15, 2023. The SEC's proposal would amend and redesignate Rule 206(4)-2 under the Advisers Act rule as new rule 223-1 under the Advisers Act...

On April 28, the Securities and Exchange Commission (SEC or "Commission") reopened the comment period for its proposal to amend the rules governing beneficial ownership reporting on Schedules 13D and 13G ("Proposal"). The Commission reopened the comment period to allow interested...

On April 12, Tradeweb's registered swap execution facility (SEF), TW SEF LLC ("TW SEF") filed a "made available to trade" (MAT) submission with the CFTC for certain interest rate swaps referencing specific risk-free rates (RFRs). The swaps covered in this filing are a subset of swaps...

On March 15, the Commodity Futures Trading Commission (CFTC) unanimously voted to propose Regulation 39.13(j) ("Proposed Rule"), which would permit futures commission merchants (FCMs) that are clearing members of derivatives clearing organizations (DCOs) to treat the separate accounts...

On February 15, 2023, the Securities and Exchange Commission (the "Commission") adopted rule changes to shorten the standard settlement cycle for most broker-dealer transactions in securities from two business days after the trade date ("T+2") to one business day after the trade date...

The Office of Information and Regulatory Affairs released the Fall 2022 Unified Agenda of Regulatory and Deregulatory Actions on January 4, 2023. The agenda includes regulatory actions that the Securities and Exchange Commission and Commodity Futures Trading Commission expect to take...

On November 2, 2022, by a 3-2 vote, the SEC approved a proposal that would: amend Rule 22e-4 (the "liquidity rule"), which applies to open-end funds; require mutual funds to adopt swing pricing; and change all Form N-PORT filers' reporting obligations