Derivatives Market Advisory Committee Content

On Thursday, December 1, at 12:00 pm (ET), ICI will hold a virtual members-only meeting of the Derivatives Markets Advisory Committee. The meeting will end no later than 2:30 p.m. (ET).

​​​​​​​Earlier this month, the Financial Stability Oversight Council issued a report reviewing financial stability risks and regulatory gaps from digital assets, and providing recommendations to address such risks.

On October 25, ICI submitted the attached follow-up letter to SEC Chair Gary Gensler on the applicability of Rule 15c2-11 to fixed income securities, particularly to Rule 144A debt securities. ICI previously joined several industry associations last fall in submitting an initial...

In December 2020, the SEC adopted rule amendments that replaced the existing Investment Advisers Act advertising and cash solicitation rules for investment advisers and private funds with a single, combined "Marketing Rule." The new Marketing Rule does not apply to advertisements...

[34306] October 10, 2022 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee RE: ICI Files Comment Letter to CFTC and SEC on CCP Governance and Conflicts of Interest Proposals ICI has filed the attached comment letter with the CFTC on its DCO governance rule...

On 3 October, ICI co-signed a letter with several associations (the Associations) in response to a consultation by the Prudential Regulatory Authority of the Bank of England (PRA) and the Financial Conduct Authority (FCA). The consultation sought comments on the proposal to amend on...

In August, the Financial Industry Regulatory Authority (FINRA) and the Municipal Securities Rulemaking Board (MSRB) issued proposals and requested comment regarding reducing the trade reporting timeframe for certain transactions reported to the Trade Reporting and Compliance Engine...

Attached for your review is ICI's draft comment letter to the CFTC's DCO governance rule proposal and the SEC's clearing agency governance and conflicts of interest proposal.

In June, the US Department of the Treasury ("Treasury") issued a notice and request for information (RFI) on the possibility of additional post-trade transparency of data for secondary transactions in Treasury securities.[1] On August 19, ICI filed a comment letter discussing member...

On August 12, the Commodity Futures Trading Commission (CFTC) adopted a final rule modifying the swap clearing requirements to reflect the market shift away from the London Interbank Offered Rate (LIBOR) and other Interbank Offered Rates (IBORs) in favor of alternative benchmark...