Broker/Dealer Advisory Content

©2005 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [18754] April 7, 2005 TO: BROKER/DEALER ADVISORY COMMITTEE...

©2005 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [18752] April 7, 2005 TO: BROKER/DEALER ADVISORY COMMITTEE...

©2005 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [18749] April 6, 2005 TO: OPERATIONS COMMITTEE No. 6-05...

©2005 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [18746] April 5, 2005 TO: BROKER/DEALER ADVISORY COMMITTEE...

©2005 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [18722] April 4, 2005 TO: BROKER/DEALER ADVISORY COMMITTEE...

[18698] March 24, 2005 TO: 529 PLAN ADVISORY COMMITTEE No. 11-05 BROKER/DEALER ADVISORY COMMITTEE No. 9-05 OPERATIONS COMMITTEE No. 4-05 SEC RULES COMMITTEE No. 24-05 SMALL FUNDS COMMITTEE No. 8-05 TECHNOLOGY ADVISORY COMMITTEE No. 6-05 TRANSFER AGENT ADVISORY COMMITTEE No. 11-05...

[18647] March 18, 2005 TO: BROKER/DEALER ADVISORY COMMITTEE No. 8-05 BROKER/DEALER ASSOCIATE MEMBERS No. 4-05 COMPLIANCE ADVISORY COMMITTEE No. 23-05 OPERATIONS MEMBERS No. 4-05 PENSION MEMBERS No. 12-05 SEC RULES MEMBERS No. 38-05 SMALL FUNDS MEMBERS No. 25-05 TRANSFER AGENT ADVISORY...

[18641] March 11, 2005 TO: BROKER/DEALER ADVISORY COMMITTEE No. 7-05 BROKER/DEALER ASSOCIATE MEMBERS No. 3-05 CHIEF COMPLIANCE OFFICER COMMITTEE No. 24-05 COMPLIANCE ADVISORY COMMITTEE No. 22-05 SEC RULES MEMBERS No. 37-05 SMALL FUNDS MEMBERS No. 24-05 RE: NYSE AND NEW JERSEY SETTLE...

[18631] March 4, 2005 TO: BROKER/DEALER ADVISORY COMMITTEE No. 6-05 OPERATIONS COMMITTEE No. 3-05 SEC RULES COMMITTEE No. 20-05 SMALL FUNDS COMMITTEE No. 7-05 TECHNOLOGY ADVISORY COMMITTEE No. 5-05 TRANSFER AGENT ADVISORY COMMITTEE No. 6-05 VARIABLE INSURANCE PRODUCTS ADVISORY...

[18592] February 28, 2005 TO: BROKER/DEALER ADVISORY COMMITTEE No. 5-05 BROKER/DEALER ASSOCIATE MEMBERS No. 2-05 CHIEF COMPLIANCE OFFICER COMMITTEE No. 20-05 COMPLIANCE ADVISORY COMMITTEE No. 18-05 SEC RULES MEMBERS No. 33-05 SMALL FUNDS MEMBERS No. 20-05 RE: NASD SETTLES WITH BROKER...