AML Compliance Working Group Content

URGENT/ACTION REQUESTED [15788] March 21, 2003 TO: COMPLIANCE ADVISORY COMMITTEE No. 22-03 INTERNATIONAL COMMITTEE No. 23-03 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 15-03 MONEY LAUNDERING RULES WORKING GROUP No. 22-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 26-03 TRANSFER AGENT...

[15726] March 19, 2003 TO: MONEY LAUNDERING RULES WORKING GROUP No. 21-03 RE: NOTICE OF JOINT MLRWG/TAAC MEETING APRIL 22, 2003 As many of you know, the Institute’s Transfer Agent Advisory Committee (TAAC) periodically holds two-day meetings. During several of these meetings, the...

[15767] March 18, 2003 TO: MONEY LAUNDERING RULES WORKING GROUP No. 20-03 RE: REV. PROC. 2003-9, TIN MATCHING PROGRAM Attached is a copy of Rev. Proc. 2003-9, which announces an expanded Taxpayer Identification Number (TIN) matching program. This TIN matching program will be an online...

URGENT/ACTION REQUESTED [15738] March 10, 2003 TO: COMPLIANCE ADVISORY COMMITTEE No. 20-03 INTERNATIONAL COMMITTEE No. 22-03 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 13-03 MONEY LAUNDERING RULES WORKING GROUP No. 19-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 23-03 TRANSFER AGENT...

URGENT/ACTION REQUESTED [15732] March 7, 2003 TO: COMPLIANCE ADVISORY COMMITTEE No. 18-03 INTERNATIONAL COMMITTEE No. 21-03 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 12-03 MONEY LAUNDERING RULES WORKING GROUP No. 18-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 22-03 TRANSFER AGENT...

ACTION REQUESTED [15721] March 4, 2003 TO: BROKER/DEALER ADVISORY COMMITTEE No. 10-03 MONEY LAUNDERING RULES WORKING GROUP No. 17-03 TAX COMMITTEE No. 12-03 TRANSFER AGENT ADVISORY COMMITTEE No. 25-03 RE: NOTICE OF CONFERENCE CALL -- TUESDAY, MARCH 18, 2003 There will be a conference...

ACTION REQUESTED [15705] February 28, 2003 TO: BROKER/DEALER ADVISORY COMMITTEE No. 9-03 MONEY LAUNDERING RULES WORKING GROUP No. 16-03 TAX COMMITTEE No. 10-03 TRANSFER AGENT ADVISORY COMMITTEE No. 24-03 RE: DRAFT INSTITUTE LETTER ON MUTUAL FUND SUSPICIOUS ACTIVITY REPORTING RULE The...

URGENT/ACTION REQUESTED [15703] February 28, 2003 TO: COMPLIANCE ADVISORY COMMITTEE No. 17-03 INTERNATIONAL COMMITTEE No. 20-03 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 11-03 MONEY LAUNDERING RULES WORKING GROUP No. 15-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 20-03 TRANSFER...

URGENT/ACTION REQUESTED [15668] February 20, 2003 TO: COMPLIANCE ADVISORY COMMITTEE No. 15-03 INTERNATIONAL COMMITTEE No. 18-03 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 10-03 MONEY LAUNDERING RULES WORKING GROUP No. 14-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 16-03 TRANSFER...

URGENT/ACTION REQUESTED [15665] February 19, 2003 TO: COMPLIANCE ADVISORY COMMITTEE No. 14-03 INTERNATIONAL COMMITTEE No. 17-03 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 9-03 MONEY LAUNDERING RULES WORKING GROUP No. 13-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 14-03 TRANSFER...