Accounting/Treasurers Content

[27946] March 11, 2014 TO: ACCOUNTING/TREASURERS COMMITTEE No. 6-14 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 7-14 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 14-14 OPERATIONS COMMITTEE No. 10-14 SECURITIES OPERATIONS ADVISORY GROUP TRANSFER AGENT ADVISORY COMMITTEE No. 13-14 RE: ICI...

The members of Investment Company Institute’s Board of Governors recently agreed to support the Depository Trust & Clearing Corporation (DTCC) industry initiative to shorten the U.S. settlement cycle for equities, municipal and corporate bonds, and unit investment trusts from trade...

[27883] February 11, 2014 TO: ACCOUNTING/TREASURERS COMMITTEE No. 4-14 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 3-14 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 10-14 OPERATIONS COMMITTEE No. 6-14 SECURITIES OPERATIONS ADVISORY GROUP TRANSFER AGENT ADVISORY COMMITTEE No. 7-14 RE...

[27864] January 28, 2014 TO: ACCOUNTING/TREASURERS COMMITTEE No. 3-14 INDEPENDENT ACCOUNTANTS ADVISORY GROUP No. 1-14 RE: ACCOUNTING/TREASURERS COMMITTEE MEETING - MARCH 6, 2014   A joint meeting of the Accounting/Treasurers Committee and the Independent Accountants Advisory Group has...

[27861] January 24, 2014 TO: ACCOUNTING/TREASURERS COMMITTEE No. 2-14 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 2-14 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 5-14 OPERATIONS COMMITTEE No. 3-14 SECURITIES OPERATIONS ADVISORY GROUP TRANSFER AGENT ADVISORY COMMITTEE No. 6-14 RE: NFA...

[27845] January 15, 2014 TO: ACCOUNTING/TREASURERS COMMITTEE No. 1-14 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 2-14 SEC RULES COMMITTEE No. 3-14 RE: SEC ELIMINATES REFERENCES TO NRSRO RATINGS FROM RULE 5b-3 AND FUND REGISTRATION FORMS   The SEC recently adopted amendments to certain...

[27815] December 30, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 34-13 BOARD OF GOVERNORS No. 17-13 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 36-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 90-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 40-13 ETF ADVISORY COMMITTEE No. 39-13...

[27779] December 17, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 33-13 SECURITIES OPERATIONS ADVISORY GROUP RE: IMPLICATIONS OF THE VOLCKER RULE FOR REGULATED FUNDS CONFERENCE CALL ON WEDNESDAY, DECEMBER 18TH, 11:00 AM (EST)   ICI and ICI Global will hold a conference call on...

[27747] December 6, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 32-13 CLOSED-END INVESTMENT COMPANY MEMBERS No. 98-13 COMPLIANCE MEMBERS No. 45-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 86-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 36-13 ETF ADVISORY COMMITTEE No. 36-13...

[27730] November 26, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 31-13 INDEPENDENT ACCOUNTANTS ADVISORY GROUP No. 6-13 RE: AGENDA FOR DECEMBER 5 ACCOUNTING/TREASURERS COMMITTEE MEETING   A joint meeting of the Accounting/Treasurers Committee and the Independent Accountants Advisory...