Accounting/Treasurers Content

June 24, 2014 TO: ACCOUNTING/TREASURERS COMMITTEE No. 17-14 CLOSED-END INVESTMENT COMPANY MEMBERS No. 22-14 COMPLIANCE MEMBERS No. 13-14 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 42-14 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 14-14 ETF ADVISORY COMMITTEE No. 12-14 INVESTMENT ADVISER...

[28218] June 19, 2014 TO: ACCOUNTING/TREASURERS COMMITTEE No. 15-14 INDEPENDENT ACCOUNTANTS ADVISORY GROUP No. 3-14 RE: AGENDA FOR JUNE 26 ACCOUNTING/TREASURERS COMMITTEE MEETING   A joint meeting of the Accounting/Treasurers Committee and the Independent Accountants Advisory Group...

[28220] June 19, 2014 TO: ACCOUNTING/TREASURERS COMMITTEE No. 16-14 CLOSED-END INVESTMENT COMPANY MEMBERS No. 21-14 COMPLIANCE MEMBERS No. 12-14 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 41-14 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 13-14 ETF ADVISORY COMMITTEE No. 11-14 INVESTMENT...

[28182] June 11, 2014 TO: ACCOUNTING/TREASURERS COMMITTEE No. 14-14 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 24-14 COMPLIANCE ADVISORY COMMITTEE No. 3-14 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 39-14 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 11-14 ETF ADVISORY COMMITTEE No. 10...

[28123] May 16, 2014 TO: ACCOUNTING/TREASURERS COMMITTEE No. 13-14 INDEPENDENT ACCOUNTANTS ADVISORY GROUP No. 2-14 RE: ACCOUNTING/TREASURERS COMMITTEE MEETING - JUNE 26, 2014   A joint meeting of the Accounting/Treasurers Committee and the Independent Accountants Advisory Group has...

[28074] April 29, 2014 TO: ACCOUNTING/TREASURERS COMMITTEE No. 12-14 AUDIT COMMITTEE CHAIRS No. 1-14 RE: PCAOB AND CAQ CONSIDER AUDIT QUALITY INDICATORS For the past several years the Public Company Accounting Oversight Board (“PCAOB”) has worked on a project to develop a set of...

[28029] April 11, 2014 TO: ACCOUNTING/TREASURERS COMMITTEE No. 10-14 CLOSED-END INVESTMENT COMPANY MEMBERS No. 13-14 COMPLIANCE MEMBERS No. 8-14 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 26-14 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 7-14 ETF ADVISORY COMMITTEE No. 5-14 INVESTMENT...

[28014] April 4, 2014 TO: ACCOUNTING/TREASURERS COMMITTEE No. 9-14 INVESTMENT COMPANY DIRECTORS No. 4-14 RE: SUMMARY OF APRIL 2-3 PCAOB ROUNDTABLE ON AUDITOR'S REPORTING MODEL PROPOSAL The Public Company Accounting Oversight Board held a two-day public meeting to gather input on its...

[27976] March 24, 2014 TO: ACCOUNTING/TREASURERS COMMITTEE No. 8-14 CLOSED-END INVESTMENT COMPANY MEMBERS No. 8-14 COMPLIANCE MEMBERS No. 5-14 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 18-14 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE ETF ADVISORY COMMITTEE No. 2-14 INVESTMENT ADVISER...

[27965] March 20, 2014 TO: ACCOUNTING/TREASURERS COMMITTEE No. 7-14 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 9-14 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 16-14 RE: ICI DRAFT LETTER ON NFA CAPITAL AND CUSTOMER PROTECTION PROPOSAL; MEMBER COMMENTS REQUESTED BY MARCH 27   On...