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Memo#
9262

INSTITUTE LETTER REGARDING 1997 RIC CAPITAL GAIN DISTRIBUTIONS

1 See Institute Memorandum to Tax Members No. 27-97, Accounting/Treasurers Members No. 31-97, Operations Members No. 13-97, International Members No. 12-97, Closed-End Investment Company Members No. 23-97, Unit Investment Trust Members No. 28-97 and Transfer Agent Advisory Committee...
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Memo#
9259

SEC SANCTIONS TRANSFER AGENT AND PRINCIPAL FOR SECURITIES LAW VIOLATIONS

* In the Matter of Frank P. Meadows, III, and The Nottingham Company, Inc. d/b/a The Nottingham Management Company, Inc., d/b/a TNC, Inc., d/b/a F.P. Meadows & Company, and d/b/a The Nottingham Company, Release Nos. 34-39034, IC-22813, IA-1660, Admin. Proc. File No. 3-9395 (Sept. 9...
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Memo#
9230

AUGUST 27, 1997 EMERGING MARKETS ROUNDTABLE

[9230] September 9, 1997 TO: ACCOUNTING/TREASURERS COMMITTEE No. 31-97 RE: AUGUST 27, 1997 EMERGING MARKETS ROUNDTABLE ______________________________________________________________________________ Enclosed please find the summary of the Emerging Markets Roundtable discussion that...
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Memo#
9198

1997 ICI SECURITIES LAW PROCEDURES CONFERENCE

[9198] September 5, 1997 TO: ACCOUNTING/TREASURERS COMMITTEE No. 29-97 BANK INVESTMENT MANAGEMENT MEMBERS No. 18-97 CLOSED-END INVESTMENT COMPANY MEMBERS No. 24-97 COMPLIANCE ADVISORY COMMITTEE No. 23-97 CUSTODIAN ADVISORY COMMITTEE No. 2-97 INVESTMENT ADVISER ASSOCIATE MEMBERS No. 35...
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Memo#
9187

MAY 21 & JULY 15, 1997 EMERGING MARKETS ROUNDTABLE (""EMR"") SUMMARIES

[9187] August 21, 1997 TO: ACCOUNTING/TREASURERS COMMITTEE No. 28-97 RE: MAY 21 & JULY 15, 1997 EMERGING MARKETS ROUNDTABLE (""EMR"") SUMMARIES ______________________________________________________________________________ Enclosed please find summaries of the Emerging Markets...
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Memo#
9180

INSTITUTE COMMENT LETTER ON PROPOSED AMENDMENTS TO RULE 24F-2

* See Memorandum to SEC Rules Committee No. 71-97, Accounting/Treasurers Committee No. 19-97 and Unit Investment Trust Committee No. 47-97, dated July 16, 1997. [9180] August 18, 1997 TO: ACCOUNTING/TREASURERS COMMITTEE No. 26-97 SEC RULES COMMITTEE No. 80-97 UNIT INVESTMENT TRUST...
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Memo#
9175

SEPTEMBER 3 MEETING ON NEW TAX ACT - ADDITIONAL INFORMATION

1 See Institute Memorandum to Tax Committee No. 23-97, Pension Committee No. 29-97, Operations Committee No. 28-97, Accounting/Treasurers Committee No. 22-97, Transfer Agent Advisory Committee No. 39-97, and Pension Operations Advisory Committee No. 26-97, dated August 5, 1997. 2 See...
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Memo#
9135

DRAFT INSTITUTE COMMENT LETTER ON PROPOSED AMENDMENTS TO RULE 24F-2

* See Memorandum to SEC Rules Committee No. 71-97, Accounting/Treasurers Committee No. 19-97, and Unit Investment Trust Committee No. 47-97, dated July 16, 1997. [9135] August 6, 1997 TO: ACCOUNTING/TREASURERS COMMITTEE No. 24-97 SEC RULES COMMITTEE No. 77-97 UNIT INVESTMENT TRUST...