Accounting/Treasurers Content

1 For example, the CFTC approved a proposed rule change by the Chicago Mercantile Exchange to increase the circuit breaker triggers on the S&P 500 futures contract to 45 and 70 points, respectively. February 5, 1997 TO: ACCOUNTING/TREASURERS COMMITTEE No. 3-97 SEC RULES COMMITTEE No...

January 22, 1997 TO: ACCOUNTING/TREASURERS COMMITTEE No. 2-97 DIRECT MARKETING COMMITTEE No. 2-97 INTERNATIONAL MEMBERS No. 3-97 MARKETING POLICY COMMITTEE No. 3-97 OPERATIONS MEMBERS No. 4-97 PRIMARY CONTACTS - MEMBER COMPLEX (MEMBERS - ONE PER COMPLEX) No. 3-97 RESEARCH COMMITTEE No...

1 See Memorandum to Accounting/Treasurers Committee No. 51-96 and SEC Rules Committee No. 137-96, dated December 24, 1996. January 17, 1997 TO: ACCOUNTING/TREASURERS COMMITTEE No. 1-97 SEC RULES COMMITTEE No. 8-97 RE: INSTITUTE COMMENT LETTER ON PROPOSED AMENDMENTS TO EDGAR RULES ____...

December 24, 1996 TO: BOARD OF GOVERNORS No. 65-96 ACCOUNTING/TREASURERS COMMITTEE No. 50-96 PENSION COMMITTEE No. 49-96 RE: PROPOSED REPEAL OF ERISA’S LIMITED SCOPE AUDIT PROVISION ______________________________________________________________________________ As you may know, the...

December 24, 1996 TO: ACCOUNTING/TREASURERS COMMITTEE No. 51-96 SEC RULES COMMITTEE No. 137-96 RE: SEC PROPOSED AMENDMENTS TO EDGAR RULES ______________________________________________________________________________ The Securities and Exchange Commission recently published the...

1 SEC Release No. IC-22389 (December 11, 1996). 2 SEC Release No. IC-20313 (May 24, 1994). See Memorandum to SEC Rules Members No. 40-94, dated May 31, 1994; Memorandum to Accounting/Treasurers Committee No. 27-94 and SEC Rules Committee No. 59-94, dated May 31, 1994. December 16...

December 6, 1996 TO: ACCOUNTING/TREASURERS COMMITTEE No. 48-96 RE: DUE DILIGENCE SURVEY RESULTS ______________________________________________________________________________ Enclosed please find the results of the Due Diligence Survey conducted by the Securities Operations...

1 See Institute Memoranda to Tax Committee No. 35-96, dated November 14, 1996, and to Accounting/Treasurers Members No. 25-96 and Tax Members No. 43-96, dated September 10, 1996. 2 See Institute Memorandum to Accounting/Treasurers Committee No. 30-96 and Tax Committee No. 27-96, dated...

1 See Memorandum to Accounting/Treasurers Committee No. 36-96 and SEC Rules Committee No. 100-96, dated September 13, 1996. November 25, 1996 TO: ACCOUNTING/TREASURERS COMMITTEE No. 46-96 SEC RULES COMMITTEE No. 123-96 RE: INSTITUTE COMMENT LETTER ON PROPOSED AMENDMENTS TO RULE 18f-3...

November 19, 1996 TO: ACCOUNTING/TREASURERS COMMITTEE No. 45-96 SEC RULES COMMITTEE No. 122-96 RE: DRAFT PAPER ON MUTUAL FUND VALUATION AND LIQUIDITY ISSUES ______________________________________________________________________________ As you may know, the Institute has been working...