Comment Letter Content

4/4/20134/4/20134/4/2013 April 4, 2013 Technical Director Financial Accounting Standards Board 401 Merritt 7 P.O. Box 5116 Norwalk, CT 06856-5116 Re: Transfers and Servicing (Topic 860) – Effective Control for Transfers with Forward Agreements to Repurchase Assets and Accounting for...

March 28, 2013 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: The NASDAQ Stock Market LLC Proposed Rule Change to Require Listed Companies to Have an Internal Audit Function (File No. SR- NASDAQ-2013-032) Dear Ms. Murphy...

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By Electronic Delivery March 19, 2013 Steven T. Miller Hon. William J. Wilkins Acting Commissioner Chief Counsel Internal Revenue Service Internal Revenue Service 1111 Constitution Avenue NW 1111 Constitution Avenue NW Washington, DC 20224 Washington, DC 20224 RE: Use of Form 8949 by...

March 15, 2013 Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: NYSE Proposal Concerning Proxy Distribution Fees (File No. SR-NYSE-2013-07) Dear Ms. Murphy: The Investment Company Institute1 is responding to the...

March 14, 2013 Via Electronic Mail (baselcommittee@bis.org and wgmr@iosco.org) Wayne Byres Secretary General Basel Committee on Banking Supervision Bank of International Settlements Centralbahnplatz2 CH-4002 Basel Switzerland David Wright Secretary General International Organization...

DC-9669960 v19 0301517-00502 February 26, 2013 VIA ELECTRONIC MAIL Mr. Gary Barnett Director Division of Swap Dealer and Intermediary Oversight Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, NW Washington, DC 20581 Re: Compliance with Registration...

February 21, 2013 Mr. William C. Dudley President Federal Reserve Bank of New York 33 Liberty Street New York, NY 10045 Dear Mr. Dudley: I read with interest your recent remarks before the 2013 New York Bankers Association Annual Meeting & Economic Forum.1 To its credit, the Federal...

February 19, 2013 Ronald W. Smith, Corporate Secretary Municipal Securities Rulemaking Board 1900 Duke Street, Suite 600 Alexandria, VA 22314 Re: MSRB Notice 2012-63 Comments on MSRB Rules Dear Mr. Smith: The Investment Company Institute1 appreciates the opportunity to respond to the...

February 15, 2013 Elizabeth M. Murphy, Secretary U.S. Securities and Exchange Commission 100 F Street NE Washington, DC 20549-1090 Re: Proposed FINRA Rule 2267; File No. SR-FINRA-2013-002 Dear Ms. Murphy: The Investment Company Institute1 appreciates being provided the opportunity to...