Comment Letter Content

ICI's comment letter to the SEC about money market fund reform will be posted on September 18.

September 16, 2013 VIA ELECTRONIC MAIL Mr. Gary Barnett Director Division of Swap Dealer and Intermediary Oversight Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, NW Washington, DC 20581 Re: Follow-up Letter on CFTC Regulation 4.20(c) Dear Mr. Barnett...

September 16, 2013 Mr. Steven Maijoor Chair European Securities and Markets Authority CS 60747 103 Rue de Grenelle 75345 Paris Cedex 07 France Re: Consultation Paper: Draft Regulatory Technical Standards on contracts having a direct, substantial and foreseeable effect within the Union...

September 10, 2013 Mr. Steven Maijoor Chair European Securities and Markets Authority CS 60747 103 Rue de Grenelle 75345 Paris Cedex 07 France Re: Discussion Paper on the Clearing Obligation under EMIR Dear Mr. Maijoor: The Investment Company Institute (“ICI”)1 and ICI Global2...

                            $0 $200 $400 $600 $800 $1,000 $1,200 $1,400 8.12% 12.92% 9.69% 8.22% 5.71% 5.52% 4.52% 2.97% 15.41% 1.47% 1.63% 2.13% Dec-75 Dec-80 Dec-85 Dec-90 Dec-95 Dec-00 Dec-05 Dec-10 Sep-81 Jun-12 Dec-12 Jun-13 Es tim at ed M on th ly In...

August 28, 2013 Via Electronic Mail Mr. Gary Barnett Director Division of Swap Dealer and Intermediary Oversight Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, NW Washington, DC 20581 Re: Harmonization of Compliance Obligations for Registered Investment...

August 21, 2013 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Cross-Border Security-Based Swap Activities; Re-Proposal of Regulation SBSR and Certain Rules and Forms Relating to the Registration of Security-Based Swap...

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