Comment Letter Content

July 5, 2013 Ms. Melissa Jurgens Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, NW Washington, DC 20581 Re: Draft Final Guidance regarding Compliance with Certain Swap Regulations (RIN 3038–AD85) Dear Ms. Jurgens: The Investment Company...

July 3, 2013 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Duties of Brokers, Dealers, and Investment Advisers (File No. 4-606) Dear Ms. Murphy: The Investment Company Institute1 appreciates the opportunity to comment on...

  June 28, 2013 Secretariat of the Basel Committee on Banking Supervision Bank for International Settlements CH-4002 Basel Switzerland Re: Supervisory Framework for Measuring and Controlling Large Exposures Dear Sir or Madam: The Investment Company Institute (“ICI”)1 and ICI Global2...

June 20, 2013 Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Additional Comments on NYSE Proposal Concerning Proxy Distribution Fees (File No. SR-NYSE-2013-07) Dear Ms. Murphy: The Investment Company Institute (“ICI”...

Submitted Electronically June 18, 2013 Office of Regulations and Interpretations Employee Benefits Security Administration U.S. Department of Labor 200 Constitution Ave., NW Washington, DC 20210 Re: Pension Benefit Statements Project (RIN 1210-AB20) - Request for Extension of Response...

| asset management group June 4, 2013 Mr. Ananda Radhakrishnan Director Division of Clearing and Risk Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, NW Washington, DC 20581 Re: Implementation of LSOC Protections for Excess Customer Margin by Derivatives...

     15                   49   By Electronic Delivery April 13, 2012 Mr. Byung-Cheol Kim, Director Corporation Tax Division Ministry of Strategy and Finance Government Complex II, 88 Gwanmoonro Gwacheon City, Gyeonggi Province, 427-725 Korea RE: Clarification...

May 16, 2013 Mr. Alp Eroglu International Organization of Securities Commissions (IOSCO) Calle Oquendo 12 28006 Madrid Spain Re: Consultation Report CR04/03 on Financial Benchmark Principles Dear Mr. Eroglu: The Investment Company Institute1 and ICI Global2 appreciate the opportunity...

5/17/20135/17/20135/17/2013 May 15, 2013 Technical Director Financial Accounting Standards Board 401 Merritt 7 P.O. Box 5116 Norwalk, CT 06856-5116 Re: Financial Instruments Overall (Subtopic 825-10) – Recognition and Measurement of Financial Assets and Liabilities File Reference No...