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7 November 2014 Reply form for the Call for evidence AIFMD passport and third country AIFMs Template for comments Date: 7 November 2014 3 Responding to this paper The European Securities and Markets Authority (ESMA) invites responses to the specific questions listed in the Call for...

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January 9, 2015 Kym S. Arnone, Chair Lynnette Kelly, Executive Director Municipal Securities Rulemaking Board 1900 Duke Street, Suite 600 Alexandria, VA 22314 Re: Compliance Date for MSRB Rule G-45 Dear Ms. Arnone and Ms. Kelly: On behalf of the undersigned,1 we are writing to...

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December 29, 2014 Mr. Brent Fields, Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: MSRB Rule G-3 Relating to Qualification Requirements For Municipal Advisors; File No. SR-MSRB-2014-08 Dear Mr. Fields: The Investment Company Institute...