Comment Letter Content

July 21, 2015 Ms. Marcia E. Asquith Office of the Corporate Secretary FINRA 1735 K Street, NW Washington, DC 20006-1506 Re: Proposed Examination Restructuring FINRA Notice 15-20 (May 2015) Dear Ms. Asquith: The Investment Company Institute1 is pleased to support FINRA’s proposal to...

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                               Year 1 1087 0.006 -6.631 0.168 0.168 -1.114 0.128 -0.986 0.190 -1.041 -1.840 2 1161 0.006 -7.082 0.154 0.322 -2.280 0.262 -2.019 0.190 -2.131 -3.766 3 1238 0.006 -7.552 0.142 0.464 -3.504 0.402 -3.102 0.190 -3.274 -5.787...

July 21, 2015 By U.S. Mail and Email: executivesecretariat@dol.gov, e-ORI@dol.gov, e-OED@dol.gov The Honorable Thomas E. Perez Secretary United States Department of Labor 200 Constitution Avenue, N.W. Washington, DC 20210 Re: Proposed Fiduciary Rulemaking Dear Secretary Perez: On...

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1 2 3 1 2 3 2013), July 13, 2015      July 13, 2015 4 5 6 4 5 2 6 July 13, 2015 7 7 July 13, 2015 8 8 6. July 13, 2015 9 9 2 July 13, 2015 10 11 10 2 11 July 13, 2015 12 13 14 12 13 . 14 11, 201 . July 13, 2015

July 13, 2015 Mr. Ronald W. Smith Corporate Secretary Municipal Securities Rulemaking Board 1900 Duke Street, Suite 600 Alexandria, VA 22314 Re: Request for Comment on Draft Amendments and Other Issues Related to MSRB Rule A-3 on Membership on the Board (2015-08) Dear Mr. Smith: The...

July 10, 2015 Lynnette Kelly, Executive Director Municipal Securities Rulemaking Board 1900 Duke Street, Suite 600 Alexandria, VA 22314 Re: Implementation of MSRB Rule G-45 Dear Ms. Kelly: On behalf of the undersigned,1 we would like to thank you and your colleagues at the Municipal...

June 18, 2015 The Honorable Mary Jo White, Chair US Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Shortened Settlement Cycle – Regulatory Initiatives Dear Chair White: The Investment Company Institute (“ICI”) 1 and the Securities Industry and...

By Electronic Delivery June 4, 2015 Hon. William Wilkins Chief Counsel Internal Revenue Service 1111 Constitution Avenue, NW Washington, DC 20224 RE: Money Market Fund Reform – Adviser Contributions Dear Mr. Wilkins: The Investment Company Institute,1 on behalf of its members, seeks...