Comment Letter Content

No. 11-17187 IN THE UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT NORTHSTAR FINANCIAL ADVISORS INC., on behalf of itself and all others similarly situated, Plaintiff-Appellant, v. SCHWAB INVESTMENTS; MARIANN BYERWALTER, DONALD F. DORWARD, WILLIAM A. HASLER, ROBERT G. HOLMES...

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10/04/2015 BY EMAIL AND ONLINE SUBMISSION AT HTTP://FUNDSPASSPORT.APEC.ORG The Treasury, Australia Financial Services Unit Financial System and Services Division fundspassport@treasury.gov.au Financial Supervisory Service, Republic of Korea Asset Management Supervision Office...

April 7, 2015 The Treasury Department Attn: Qualified Financial Contracts Recordkeeping Comments 1500 Pennsylvania Avenue, N.W. Washington, D.C. 20220 Re: Qualified Financial Contracts Recordkeeping Related to Orderly Liquidation Authority Dear Sir or Madam: The Investment Company...

April 7, 2015 The Honorable Howard Shelanski Administrator Office of Information and Regulatory Affairs Office of Management and Budget 725 17th Street NW Washington, DC 20503 Dear Mr. Shelanski: On behalf of the Investment Company Institute,1 we are writing to express deep concern...

March 25, 2015 Financial Stability Oversight Council Attn: Patrick Pinschmidt Deputy Assistant Secretary for the Financial Stability Oversight Council 1500 Pennsylvania Avenue NW Washington, DC 20220 Re: Notice Seeking Comment on Asset Management Products and Activities (FSOC-2014...

Statement of the Investment Company Institute Hearing on “Reauthorizing the CFTC: End-User Views” Subcommittee on Commodity Exchanges, Energy and Credit Committee on Agriculture U.S. House of Representatives March 24, 2015 Members of the Investment Company Institute1—mutual funds and...

STATEMENT OF THE INVESTMENT COMPANY INSTITUTE ON THE U.S. COMMODITY FUTURES TRADING COMMISSION’S APPROPRIATIONS FOR FISCAL YEAR 2016 Subcommittee on Agriculture, Rural Development, Food and Drug Administration, and Related Agencies Committee on Appropriations U.S. House of...

By Electronic Delivery March 11, 2015 Michael Novey Associate Legislative Counsel U.S. Department of the Treasury 1500 Pennsylvania Avenue, NW Washington, DC 20220 Steven Harrison Branch Chief, Branch 1 Office of Associate Chief Counsel (Financial Institutions and Products) Internal...

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