ICI Innovate brings together multidisciplinary experts to explore how emerging technologies will impact fund operations and their implications for the broader industry.
ICI Innovate is participating in the Emerging Leaders initiative, offering a heavily discounted opportunity for the next generation of asset management professionals to participate in ICI’s programming.
April 9, 1999 Mr. Jonathan G. Katz Secretary US Securities and Exchange Commission 450 Fifth Street, NW Stop 6-9 Washington, DC 20549 Re: Proposed Rules on International Disclosure Standards (File No. S7-3-99) Dear Mr. Katz: The Investment Company Institute 1 appreciates the...
By Hand March 26, 1999 Office of Regulations and Interpretations Pension and Welfare Benefits Administration U.S. Department of Labor 200 Constitution Avenue, N.W. Room N-5669 Washington, DC 20210 Re: Proposed New Technology Rules Ladies and Gentlemen: On behalf of its investment...
By Hand March 18, 1999 Internal Revenue Service CC:DOM:CORP:R (REG-118662-98) Courier’s Desk 1111 Constitution Avenue, N.W. Washington, DC 20044 Re: Proposed Amendments to Treasury Regulations Concerning New Technologies Ladies and Gentlemen: On behalf of its investment company...
February 24, 1999 Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549 Re: File No. SR-NYSE-99-02 Dear Mr. Katz: The Investment Company Institute 1 appreciates the opportunity to comment on the proposed rule change filed by the New...
January 26, 1999 Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549 Re: File No. SR-NASD-98-85 Dear Mr. Katz: The Investment Company Institute 1 appreciates the opportunity to comment on the proposed rule change filed by the...
December 10, 1998 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: NYSE Shareholder Approval Policy (File No. SR-NYSE-98-32) Dear Mr. Katz: The Investment Company Institute 1 appreciates the opportunity to express...
December 9, 1998 Office of Regulations and Interpretations Pension and Welfare Benefits Administration U.S. Department of Labor 200 Constitution Avenue. N.W. Room N-5669 Washington, DC 20210 Attn: Benefits Claims Regulation Ladies and Gentlemen: On behalf of its mutual fund members...
By Hand December 2, 1998 Ms. Cathy Vohs CC:DOM:CORP:R (REG- 115393 –98) Courier’s Desk Internal Revenue Service 1111 Constitution Avenue, NW Washington, D.C. Re: Roth IRA Guidance Dear Ms. Vohs: I am writing on behalf of the Investment Company Institute 1 (the "Institute") in order to...
November 30, 1998 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Bond Mutual Fund Volatility Ratings (File...
November 25, 1998 Regulatory Reform Team Room 55A/G HM Treasury Parliament Street London, SW1P 3AG England Re: Comments on Draft Financial Services and Markets Bill To Regulatory Reform Team: The Investment Company Institute appreciates the opportunity to comment on the draft United...
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ICI Response to the European Commission on the Savings and Investments Union