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Comment Letter on NASD's Optimark Proposal, January 1999

January 26, 1999 Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549 Re: File No. SR-NASD-98-85 Dear Mr. Katz: The Investment Company Institute 1 appreciates the opportunity to comment on the proposed rule change filed by the...
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Comment Letter on Roth IRA Guidance, December 1998

By Hand December 2, 1998 Ms. Cathy Vohs CC:DOM:CORP:R (REG- 115393 –98) Courier’s Desk Internal Revenue Service 1111 Constitution Avenue, NW Washington, D.C. Re: Roth IRA Guidance Dear Ms. Vohs: I am writing on behalf of the Investment Company Institute 1 (the "Institute") in order to...