Comment Letter Content

November 19, 1998 Mr. Eric Fredell Task Force on Electronic Commerce International Trade Administration Department of Commerce 14th and Constitution Avenue, NW Washington, DC 20230 Re: Comments on International Safe Harbor Privacy Principles Dear Eric: The Investment Company Institute...

November 9, 1998 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Reproposed Amendments to Broker-Dealer Books and Records Requirements (File No. S7-26-98) Dear Mr. Katz: The Investment Company Institute 1 appreciates...

By Hand October 7, 1998 Internal Revenue Service CC:DOM:CORP:R Courier’s Desk 1111 Constitution Avenue, N.W. Washington, DC 20044 Re: Announcement 98-62 Ladies and Gentlemen: I am writing on behalf of the Investment Company Institute (the "Institute") 1 to comment on the issues raised...

September 30, 1998 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Temporary Exemption for Certain Investment Advisers (File No. S7-22-98) Dear Mr. Katz: The Investment Company Institute 1 is pleased to respond to the...

September 24, 1998 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549 Re: Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. To Include Closed-End Funds in Nasdaq’s Mutual...

September 24, 1998 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Proposed Rule Change by NASD Relating to Supervision of Correspondence (File No. SR-NASD-98-52) Dear Mr. Katz: The Investment Company Institute...

September 11, 1998 Ms. Jean A. Webb Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, N.W. Washington, D.C. 20581 Re: Over-the-Counter Derivatives Concept Release Dear Ms. Webb: The Investment Company Institute 1 appreciates the opportunity to...

September 8, 1998 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: File No. SR-NASD-98-14 Dear Mr. Katz: The Investment Company Institute 1 appreciates the opportunity to comment on the revised proposed amendments to...

August 28, 1998 Internal Revenue Service P.O. Box 7604 Ben Franklin Station Attn.: CC: CORP: T: R (Notice 98-29), Room 5226 Washington, DC 20044 RE: Notice 98-29, Request for Comments on Section 411(d)(6) Relief Regarding Optional Forms of Benefit Dear Sir or Madam: The Investment...

August 11, 1998 Barry P. Barbash Director Division of Investment Management Securities and Exchange Commission 450 Fifth Street, NW Washington, DC 20549 Re: Improving Shareholder Reports Dear Mr. Barbash: The Investment Company Institute   1 is pleased to submit recommendations for...