Comment Letter Content

September 1, 2000 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street Washington, D.C. 20549 Re: Exemption From Section 101(c)(1) of the Electronic Signatures In Global and National Commerce Act for Registered Investment Companies (File No. S7-14-00)...

Questionnaire Response to Committee of Wise Men on the Regulation of European Securities Markets From your area of expertise, what are the main obstacles standing in the way of an integrated European securities market? The Investment Company Institute appreciates the opportunity to...

August 7, 2000 Ms. Jean A. Webb Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, N.W. Washington, D.C. 20581 Re: Rules Relating to Intermediaries of Commodity Interest Transactions Dear Ms. Webb: The Investment Company Institute 1 appreciates the...

July 6, 2000 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0609 Re: NYSE Direct+ (File No. SR-NYSE-00-18) Dear Mr. Katz: Set forth below are the comments of the Investment Company Institute 1 on the proposed rule change...

June 30, 2000 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Disclosure of Mutual Fund After-Tax Returns (File No. S7-09-00) Dear Mr. Katz: The Investment Company Institute 1 appreciates the opportunity to comment on...

By Hand June 27, 2000 Internal Revenue Service Courier’s Desk 1111 Constitution Avenue, NW Attn: CC:DOM:CORP:R (REG-109101-98) Washington, DC 20044 Re: Proposed Special Rules Regarding Optional Forms of Benefit Under Qualified Retirement Plans Ladies and Gentlemen: The Investment...

June 22, 2000 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 5th Street, N.W. Washington, DC 20549 Re: Mutual Fund Quotation Service Rule Changes File No. SR-NASD-00-16 Dear Mr. Katz: The Investment Company Institute 1 appreciates the opportunity to express its...

June 19, 2000 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549-0609 Re: File No. S7-11-00 Dear Mr. Katz: The Investment Company Institute 1 is writing in response to the Commission’s recent release on the use of electronic...

June 13, 2000 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Proposed Revisions to Form ADV and Related Rules File No. S7-10-00 Dear Mr. Katz: The Investment Company Institute 1 appreciates the opportunity to...

May 31, 2000 Mr. Timothy S. Lucas Director of Research and Technical Activities Financial Accounting Standards Board 401 Merritt 7 P.O. Box 5116 Norwalk, CT 06856-5116 Re: Reporting Financial Instruments and Certain Related Assets and Liabilities at Fair Value File Reference 204-B...