Compliance Content

Filter Results By
Showing Results 151 - 160 of 266
ICI Default BG
Memo#
33448

LIBOR Update: New York Governor Signs LIBOR Tough Legacy Legislation

[33448] April 12, 2021 TO: ICI Members ICI Global Members SUBJECTS: Compliance Financial Stability Operations RE: LIBOR Update: New York Governor Signs LIBOR Tough Legacy Legislation On April 6, New York Governor Andrew Cuomo signed legislation to provide replacement benchmark rates...
ICI Default BG

The US Retirement System Is Stronger Than Critics Portray

As policymakers take further steps to assist families and businesses weathering the storm, Congress can help American families get their retirement savings goals back on track by including the “Temporary Coronavirus...
ICI Default BG

A New Benchmark for Distribution Oversight

As policymakers take further steps to assist families and businesses weathering the storm, Congress can help American families get their retirement savings goals back on track by including the “Temporary Coronavirus...
ICI Default BG
Memo#
32690

CFTC Proposes to Amend Margin Requirements for Non-Cleared Swaps

On August 14, the CFTC issued two proposals to amend certain margin requirements for non-cleared swaps for swap dealers (SDs) and major swap participants (MSPs) (collectively, “covered swap entities” or CSEs). The CFTC Global Markets Advisory Committee’s Subcommittee on Margin...