Image Comment Letter TEST - ICI Comment Letter Opposing Sales Tax on Additional Services in Maryland March 11, 2025
Comment Letter ICI Comment Letter Opposing Sales Tax on Additional Services in Maryland March 11, 2025
Comment Letter ICI Response to the European Commission on the Savings and Investments Union March 6, 2025
Publication Fundamentals for Newer Directors 2014 (pdf) The latest edition of ICI’s flagship publication shares a wealth of research and data on trends in the investment company industry. February 26, 2014
Image News Release ICI Welcomes Congressional Review of Outdated Dodd-Frank Act in Capitol Hill Testimony August 8, 2025
Video file File MIME Type video/mp4 ICI Viewpoints A Closer Look at the Facts Shows a More Optimistic Outlook for the US Retirement System March 11, 2025
Image ICI Innovate February 3-5 Registration is Now Open for 2025 ICI Innovate ICI Innovate brings together multidisciplinary experts to explore how emerging technologies will impact fund operations and their implications for the broader industry. ICI Innovate is participating in the Emerging Leaders initiative, offering a heavily discounted opportunity for the next generation of asset management professionals to participate in ICI’s programming.The Emerging. Naseem Nixon Vice President, Associate Counsel & CCO Capital Group Naseem Nixon Vice President, Associate Counsel & CCO Capital Group Naseem Nixon Vice President, Associate Counsel & CCO Capital Group Naseem Nixon Vice President, Associate Counsel & CCO Capital Group PreviousNext Title Featured Speakers Previous Next Sponsors Exhibitors
Aug 4 ICI Affiliate Event Clone of Clone of Non Mutual Fund Night at the Ballpark: Wrigley Field Virtual● 4:30pm - 6:40pm ()
Aug 4 ICI Affiliate Event Clone of Clone of Clone of Non Mutual Fund Night at the Ballpark: Wrigley Field Virtual● 4:30pm - 6:40pm ()
Image Comment Letter TEST - ICI Comment Letter Opposing Sales Tax on Additional Services in Maryland March 11, 2025
Comment Letter ICI Comment Letter Opposing Sales Tax on Additional Services in Maryland March 11, 2025
Comment Letter ICI Response to the European Commission on the Savings and Investments Union March 6, 2025
Publication Fundamentals for Newer Directors 2014 (pdf) The latest edition of ICI’s flagship publication shares a wealth of research and data on trends in the investment company industry. February 26, 2014
Image News Release ICI Welcomes Congressional Review of Outdated Dodd-Frank Act in Capitol Hill Testimony August 8, 2025
Video file File MIME Type video/mp4 ICI Viewpoints A Closer Look at the Facts Shows a More Optimistic Outlook for the US Retirement System March 11, 2025
Image ICI Innovate February 3-5 Registration is Now Open for 2025 ICI Innovate ICI Innovate brings together multidisciplinary experts to explore how emerging technologies will impact fund operations and their implications for the broader industry. ICI Innovate is participating in the Emerging Leaders initiative, offering a heavily discounted opportunity for the next generation of asset management professionals to participate in ICI’s programming.The Emerging. Naseem Nixon Vice President, Associate Counsel & CCO Capital Group Naseem Nixon Vice President, Associate Counsel & CCO Capital Group Naseem Nixon Vice President, Associate Counsel & CCO Capital Group Naseem Nixon Vice President, Associate Counsel & CCO Capital Group PreviousNext Title Featured Speakers Previous Next Sponsors Exhibitors
Aug 4 ICI Affiliate Event Clone of Clone of Non Mutual Fund Night at the Ballpark: Wrigley Field Virtual● 4:30pm - 6:40pm ()
Aug 4 ICI Affiliate Event Clone of Clone of Clone of Non Mutual Fund Night at the Ballpark: Wrigley Field Virtual● 4:30pm - 6:40pm ()
Breadcrumb Home WhitePaper Financial Intermediary Controls and Compliance Assessment Engagements (pdf) White Paper Financial Intermediary Controls and Compliance Assessment Engagements (pdf) August 5, 2020 | Share Article | Print Supplemental Info All data and visuals for this document are available for download. 20_ppr_ficca.pdf Tags Accounting and Audit Clearance and Settlement Compliance Distribution Fund Regulation Intermediary Oversight Operations and Technology Committees Bank, Trust and Recordkeeper Advisory Broker/Dealer Advisory Operations Small Funds Transfer Agent Advisory