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Small Funds Committee

The Small Funds Committee provides a forum where small independent mutual fund members can freely discuss relevant business, operational, legislative, regulatory, and general industry developments. The committee provides opportunities for senior-level participants to network and exchange ideas and experiences as entrepreneurial financial services providers. It also identifies key subject experts who can deliver value to the Committee through presentations or discussions.
ICI Default BG
Memo#
36034

ICI Submits Letter Requesting Changes to the SEC's Form N-PORT Amendments

Earlier today, ICI submitted the attached letter to Acting SEC Chairman Mark T. Uyeda requesting that the Commission further amend the Form N-PORT amendments adopted in August 2024 to: (i) eliminate the publication of each monthly Form N-PORT (including a fund's full portfolio...
ICI Default BG
Memo#
36018

Acting SEC Chairman Issues a Statement on Climate-Related Disclosure Rules

On February 11, 2025, Securities and Exchange Commission Acting Chairman Mark Uyeda issued a statement on Climate-Related Disclosure Rules in which he stated that he is "taking action on The Enhancement and Standardization of Climate-Related Disclosures for Investors rule that was...
ICI Default BG
Memo#
35997

SEC Publishes Staff Accounting Bulletin No. 122; Rescinds SAB 121

On January 23, 2025, the SEC published Staff Accounting Bulletin No. 122 (SAB 122)[1] which rescinds the interpretive guidance included in Section FF of Topic 5 (Topic 5.FF) in the Staff Accounting Bulletin Series entitled Accounting for Obligations to Safeguard Crypto-Assets an...
ICI Default BG
Memo#
35987

SEC Staff Issues Updated Names Rule FAQs

In September 2023, the Securities and Exchange Commission adopted amendments to Rule 35d-1 under the Investment Company Act of 1940. The Names Rule was initially adopted in 2001, and, at that time, the SEC staff issued related guidance in the form of frequently asked questions. In the...