Compliance Content

The International Compliance Advisory Committee consists of those senior staff from our members’ compliance departments who oversee the member’s compliance with regulatory requirements imposed by non-US regulators (e.g., the FCA). The Advisory Committee provides a forum for members to discuss such requirements, including the challenges presented from operating in multiple jurisdictions, and sound compliance practices for firms with a global presence. From time-to-time, the Committee will also receive presentations from regulatory officials or experts on topics of interest to the Committee.

ICI’s Chief Compliance Officer (CCO) Committee consists of CCOs of ICI member firms. The Committee includes those persons who serve as a CCO of a fund, adviser, or both. The Committee provides a forum for its members to discuss and interact on a variety of issues relating to the CCO function in a fund complex.