ICI on October 7, 2024, filed a comment letter with the Department of Treasury (Treasury) and the Internal Revenue Service (IRS) on Notice 2024-55.

On October 4, 2024, the SEC issued an order instituting proceedings to determine whether to approve or disapprove a proposed rule change, originally filed on June 21, 2024, to amend Section 302.00 of the New York Stock Exchange Listed Company Manual to exempt closed-end funds...

On September 9, 2024, the SEC announced that it settled charges against nine registered investment advisers for violations of Advisers Act Rule 206(4)-1. All nine firms have agreed to pay a combined $1,240,000 in civil penalties, ranging from $60,000 to $325,000.

On 27 September, the United Kingdom Accelerated Settlement Taskforce Technical Group published a consultation report, with draft operational recommendations to facilitate the UK's move to shorten its settlement cycle from two days after the trade date (T+2) to one day (T+1).