Committee

CCO (Chief Compliance Officer) Committee

ICI’s Chief Compliance Officer (CCO) Committee consists of CCOs of ICI member firms. The Committee includes those persons who serve as a CCO of a fund, adviser, or both. The Committee provides a forum for its members to discuss and interact on a variety of issues relating to the CCO function in a fund complex.
Committee

Broker-Dealer Advisory Committee

The Broker/Dealer Advisory Committee (BDAC) provides a forum to identify ways to improve the distribution, operational processing, servicing, and support of registered fund products. Such efforts are to better serve the needs of both shareholders and the larger funds industry.
Committee

BDAC/BTRAC Joint DTCC Multi-Batch Networking Task Force

The BDAC/BTRAC Joint DTCC Multi-Batch Networking Task Force reviews DTCC networking services and determine if moving from a single EOD process to a multi-batch will facilitate improved processing networking transactions such as establish accounts, maintenance accounts, and transfer assets. If it is determined to move forward the group will establish a project plan and coordinate necessary enhancements.
Committee

Bank-Affiliated Member Advisory Committee

The Bank-Affiliated Member Advisory Committee provides a forum to discuss legal, regulatory, compliance, and legislative issues for regulated funds with a bank-affiliated sponsor/adviser.