July 9, 1998 Mr. Stephen Walsh Vice President and Managing Director New York Stock Exchange, Inc. 20 Broad Street, 16th Floor New York, New York 10005 Re: NYSE Shareholder Approval Policy (File No. SR-NYSE-97-37) Dear Mr. Walsh: The Investment Company Institute 1 appreciates the...
Via Facsimile and US Mail June 12, 1998 Mr. Thomas E. Geyer Chair NASAA Securities Activities of Banks Committee Ohio Division of Securities 77 South High Street 22nd Floor Columbus, Ohio 43215 Re: Revised Proposed Model Rules for Sales of Securities at Financial Institutions Dear Mr...
Americans Would Save More for Retirement with Less Confusing Rules Washington, DC, June 4, 1998 - Policymakers considering ways to help Americans save more for retirement should consider simplifying the complex rules that govern certain retirement programs. "Confusing rules make it...
In Search of Retirement Security by Matthew P. Fink President, Investment Company Institute It may not be mentioned in the Declaration of Independence or the Bill of Rights, but the ability of working Americans to look forward to a dignified retirement has become a bedrock principle...
May 29, 1998 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Proposed NASD Rule Change Relating to Standards for Individual Correspondence (File No. SR-NASD-98-29) Dear Mr. Katz: The Investment Company Institute 1...
May 19, 1998 Pension and Welfare Benefits Administration Office of Exemption Determinations Room N-5649 200 Constitution Avenue, N.W. Washington, DC 20210 Attention: "Cross-Trades of Securities" Ladies and Gentlemen: The Investment Company Institute 1 (the "Institute") respectfully...
ICI President's Report at the 1998 General Membership Meeting by Matthew P. Fink President, Investment Company Institute May 14, 1998 Good morning. Let me join Paul Haaga and Don Powell in welcoming you to the Institute’s 1998 General Membership Meeting. These annual meetings give us...
ICI Chairman’s Report at the 1998 General Membership Meeting by Don Powell Chairman, Investment Company Institute May 14, 1998 Thank you, Paul, for that warm and kind introduction. Thanks also for putting together such an outstanding conference program. And let me add my welcome to...
