EBRI-ICI Study Shows Workers Favor Equity Funds for 401(k) Plans Washington, DC, January 21, 1999 - American workers investing for retirement through employer-sponsored 401(k) plans favor equity funds (including pooled investments offered by banks, insurance companies, and mutual...
The Role of the Mutual Fund Industry in the U.S. Economy by Matthew P. Fink President, Investment Company Institute at the Conference on Financial Management in Euroland Paris, France 3:15 pm, Thursday December 17, 1998 Good afternoon. I am delighted to be here today. I want to thank...
December 10, 1998 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: NYSE Shareholder Approval Policy (File No. SR-NYSE-98-32) Dear Mr. Katz: The Investment Company Institute 1 appreciates the opportunity to express...
December 9, 1998 Office of Regulations and Interpretations Pension and Welfare Benefits Administration U.S. Department of Labor 200 Constitution Avenue. N.W. Room N-5669 Washington, DC 20210 Attn: Benefits Claims Regulation Ladies and Gentlemen: On behalf of its mutual fund members...
By Hand December 2, 1998 Ms. Cathy Vohs CC:DOM:CORP:R (REG- 115393 –98) Courier’s Desk Internal Revenue Service 1111 Constitution Avenue, NW Washington, D.C. Re: Roth IRA Guidance Dear Ms. Vohs: I am writing on behalf of the Investment Company Institute 1 (the "Institute") in order to...
November 30, 1998 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Bond Mutual Fund Volatility Ratings (File...
November 25, 1998 Regulatory Reform Team Room 55A/G HM Treasury Parliament Street London, SW1P 3AG England Re: Comments on Draft Financial Services and Markets Bill To Regulatory Reform Team: The Investment Company Institute appreciates the opportunity to comment on the draft United...
November 19, 1998 Mr. Eric Fredell Task Force on Electronic Commerce International Trade Administration Department of Commerce 14th and Constitution Avenue, NW Washington, DC 20230 Re: Comments on International Safe Harbor Privacy Principles Dear Eric: The Investment Company Institute...
